REHABILITATIVE INTERVENTION SUPPLEMENTARY SUPPORT NIH GUIDE, Volume 26, Number 39, December 5, 1997 RFA: MH-98-003 P.T. National Institute of Mental Health Letter of Intent Receipt Date: February 2, 1998 Application Receipt Date: March 11, 1998 PURPOSE The National Institute of Mental Health (NIMH) announces the availability of competitive supplementary support for existing clinical therapeutic research grants. The purpose of the supplementary support is to study strategies for rehabilitative interventions that improve residual mental and functional impairments that remain following active treatment for mental disorders. The strategies are to be aimed at the long-term sequelae of mental disorders in patients currently in treatment. The focus is on the transition from active treatment (acute, continuation, or maintenance) to longer-term clinical management and rehabilitation. Research supplements are encouraged on the efficacy and effectiveness of pharmacologic, non- pharmacologic, and combined rehabilitative strategies. HEALTHY PEOPLE 2000 The Public Health Service (PHS) is committed to achieving the health promotion and disease prevention objectives of "Healthy People 2000," a PHS-led national activity for setting priority areas. This Request for Applications (RFA), Rehabilitation Intervention Supplement is related to the priority areas of chronic disabling conditions. Potential applicants may obtain a copy of "Healthy People 2000" (Full Report: Stock No. 017-001-00474-0 or Summary Report: Stock No. 017-001-00473-1) through the Superintendent of Documents, Government Printing Office, Washington, DC 20402-9325 (telephone 202-512-1800). ELIGIBILITY REQUIREMENTS Applications for supplementary support may be submitted by Principal Investigators of National Institute of Mental Health (NIMH) grants focused on the treatment or rehabilitation of mental disorders. Applications may be submitted by domestic and foreign, for-profit and non-profit organizations, public and private, such as universities, colleges, hospitals, laboratories, units of State and local governments, and eligible agencies of the Federal government. To be eligible for consideration for this competitive supplement, current treatment grants must be active and funded at the time of award, with a minimum of 12 months remaining from September 30,1998. Racial/ethnic minority individuals, women, and persons with disabilities are encouraged to apply as Principal Investigators. MECHANISM OF SUPPORT This RFA will use competitive supplements to the following NIH research project grant mechanisms: R01, R10, R21, R37, P30. (Foreign institutions are not eligible to apply for a P30 supplement.) Questions about these grant mechanisms may be directed to program staff listed under INQUIRIES. This RFA is one-time solicitation. Future unsolicited competing continuation applications will compete with all investigator-initiated applications and be reviewed according to the customary peer review procedures. The anticipated award date is September 30, 1998. The total project period for an application submitted in response to this RFA may not exceed the tenure remaining on the parent grant to be supplemented. FUNDS AVAILABLE It is anticipated that at least $750,000 in direct costs will be made available. Direct costs for the first year of supplemental funding under this RFA may not exceed that of the current year of the parent grant, up to a maximum of $100,000. Funding for subsequent years is dependent on demonstrated progress in meeting the goals of the project and on the continued availability of funds. TERMS AND CONDITIONS OF SUPPORT Supplemental funds may be used for expenses clearly related and necessary to conduct the proposed supplemental research, including both direct and allowable indirect costs. Supplemental funds may not be used to conduct research that is an integral part of the parent grant, and may not be used to operate a treatment, rehabilitation, or other service program. RESEARCH OBJECTIVES Background Basic and clinical research have led to the development of psychiatric interventions that are efficacious for many mental disorders. Despite these advances, the current armamentarium of pharmacologic, somatic, and psychotherapeutic treatments do not always lead to full remission of symptoms or to complete remission of cognitive and emotional impairment in individuals with mental disorders. Social and family functioning may also remain impaired. A broad array of basic brain deficits, including neurocognitive (e.g., memory, language, executive function), neuromotor (e.g., motor retardation, visuo-motor functioning), perceptual (e.g.,visuo-spatial, sensory integration, body image) and homeostatic (circadian rhythms, glucose regulation), may be residual and contribute to some level of functional impairment across many areas, including every-day problem solving and social interaction. Rehabilitation programs and rehabilitation research for patients with mental disorders have traditionally focused on global psychosocial skills development such as learning appropriate social interactions, vocational training, community living skills, symptom management, cognitive training and problem solving. For many patients and their families these approaches have led to marked improvements in function and quality of life. However, patients who do not experience improvement have high program drop out rates. This group of patients tends to include the most severely disabled or those whose particular pattern of brain deficit limits their participation in or ability to take advantage of these therapies. For example, in patients with schizophrenia, neuro-cognitive deficits have been reported to contribute to functional impairment independent of the positive and negative symptoms of psychopathology and appear to limit the rate at which traditional rehabilitation strategies succeed. There is little research on the efficacy of rehabilitative strategies with certain groups of patients including the elderly or individuals having comorbid psychiatric and physical illnesses. In addition, rehabilitative interventions have not always been examined in successfully treated patients, who achieve full remission of their primary psychopathology but continue to experience some functional impairment as the result of the illness or the treatment. This RFA is an effort to focus rehabilitation research more closely on the brain (e.g. brain-related functional deficits). For the purpose of this announcement, rehabilitative interventions are considered to be any one or any combination of the following modalities: pharmacological, somatic, psychotherapeutic and non- traditional provided that it has the potential to enhance the functioning of the brain beyond the normal course of treatment, to facilitate cognitive or emotional plasticity, or to provide the basic functional capacity necessary to succeed in more traditional rehabilitation programs. This includes rehabilitation strategies which were initially developed for brain impairment resulting from known organic, traumatic, or developmental causes. The aim of this solicitation is to extend ongoing treatment research to consideration of rehabilitative interventions for adults and aged individuals with mental disorders. Research Issues In the absence of an adequately well-researched data base, those studies that will advance the field by addressing the following or similar outstanding questions are encouraged: What is the optimal relationship and sequencing of different rehabilitative modalities directed at residual impairments? How is this affected by the patterns, nature and severity of deficits? Under what conditions are pharmacological rehabilitation strategies appropriate? In particular, the use of neurocognitive enhancing therapeutics? What is the appropriate timing for rehabilitative interventions? At what point in the treatment process should rehabilitation be initiated? What factors contribute to patients? willingness to participate and remain in rehabilitation? In the presence of comorbid mental or physical disorders are residual impairments altered or compounded in ways that have implications for rehabilitation? Do aging processes, comorbidity and diagnosis interact to predict functional rehabilitation or length of time to improvement? Can profiles of neurocognitive deficits be developed or further refined that can facilitate identifying patients needing basic rehabilitation prior to, or instead of, more traditional modalities? What is the role of rehabilitation as an adjunct to nonpharmacological somatic treatments, such as electroconvulsive therapy (ECT), bright light treatment, sleep deprivation, or repetitive Transcranial magnetic stimulation (rTMS)? In addition, general issues confronting all treatment and rehabilitation research are relevant for consideration in responses to the present announcement. These include: Evaluation of variations, in efficacy or effectiveness of rehabilitation strategies across comorbid groups, ethnic, racial, or age groups or gender. Need for development and utilization of valid and reliable outcome measures for rehabilitation that can be used sequentially as patients attain different hierarchical levels of functioning. INCLUSION OF WOMEN AND MINORITIES IN RESEARCH INVOLVING HUMAN SUBJECTS It is the policy of the NIH that women and members of minority groups and their subpopulations must be included in all NIH supported biomedical and behavioral research projects involving human subjects, unless a clear and compelling rationale and justification is provided that inclusion is inappropriate with respect to the health of the subjects or the purpose of the research. This policy results from the NIH Revitalization Act of 1993 (Section 492B of Public Law 103-43). All investigators proposing research involving human subjects should read the "NIH Guidelines For Inclusion of Women and Minorities as Subjects in Clinical Research," which have been published in the Federal Register of March 28, 1994 (FR 59 14508-14513) and in the NIH Guide for Grants and Contracts, Volume 23, Number 11, March 18, 1994.Investigators also may obtain copies of the policy from the program staff listed under INQUIRIES. Program staff may also provide additional relevant information concerning the policy. LETTER OF INTENT Prospective applicants are asked to submit by February 2, 1998 a letter of intent that includes a descriptive title of the proposed research for which a supplement is to be requested, if different from the parent grant; the name, mailing and email address, and telephone/FAX numbers of the Principal Investigator, identities of other key personnel and participating institutions, and the number and title of this RFA; and the title, number, and source of the existing PHS treatment research grant for which supplementary funding is sought. Although a letter of intent is not required, is not binding, and does not enter into the review of a subsequent application, the information that it contains allows NIMH staff to estimate the potential review workload and avoid conflict of interest in the review. The letter of intent is to be sent to: Enid Light, Ph.D. Division of Services and Intervention Research National Institute of Mental Health 5600 Fishers Lane, Room 10-75 Rockville, MD 20857 APPLICATION PROCEDURES The research grant application form PHS 398 (rev. 5/95) is to be used in applying for these grants. These forms are available at most institutional offices of sponsored research and from the Division of Extramural Outreach and Information Resources, National Institutes of Health, 6701 Rockledge Drive, MSC 7910, Bethesda, MD 20892-7910; telephone (301) 710-0267; fax (301) 480-0525; Email:ASKNIH@OD.NIH.GOV. The RFA label available in the PHS 398 (rev. 5/95) application form must be affixed to the bottom of the face page of the application. Failure to use this label could result in delayed processing of the application such that it may not reach the review committee in time for review. In addition, the RFA title and number, Rehabilitative Intervention Supplementary support MH-98-003, must be typed in section 2 of the face page of the application form and the YES box must be marked. Submit a signed, typewritten original of the application, including the Checklist, and three signed, photocopies, in one package to: CENTER FOR SCIENTIFIC REVIEW (formerly Division of Research Grants) NATIONAL INSTITUTES OF HEALTH 6701 ROCKLEDGE DRIVE, ROOM 1040 - MSC 7710 BETHESDA, MD 20892-7710 BETHESDA, MD 20817 (for express/courier service) At the time of submission, two additional copies of the application must be sent to: Mary Lou Prince Adult and Aging Treatment and Preventive Interventions Research Branch National Institute of Mental Health 5600 Fishers Lane, Room 10-75 Rockville, MD 20857 Applications must be received by March 11, 1998. If an application is received after that date, it will be returned to the applicant without review. The Center for Scientific Review (CSR) will not accept any application in response to this RFA that is essentially the same as one currently pending initial review, unless the applicant withdraws the pending application. The CSR will not accept any application that is essentially the same as one already reviewed. This does not preclude the submission of substantial revisions of applications already reviewed, but such applications must include an introduction addressing the previous critique. REVIEW CONSIDERATIONS Upon receipt, applications will be reviewed for completeness by the NIH Center for Scientific Review (CSR) and for responsiveness by NIMH staff. The CSR will not accept applications that do not meet eligibility requirement previously stated (grant does not have at least 12 months remaining at time of anticipated award September 30, 1998. Incomplete and/or non-responsive applications will be returned to the applicant without further consideration. Applications that are complete and responsive to the RFA will be evaluated for scientific and technical merit by an appropriate peer review group in accordance with the review criteria stated below. As part of the initial merit review, all applications will receive a written critique and undergo a process in which only those applications deemed to have the highest scientific merit will be discussed, assigned a priority score, and receive a second level review by the National Mental Health Advisory Council. Review Criteria The goals of NIH-supported research are to advance our understanding of biological systems, improve the control of disease, and enhance health. In their written comments reviewers will be asked to discuss the following aspects of the application in order to judge the likelihood that the proposed research will have a substantial impact on the pursuit of these goals. Each of these criteria will be addressed and considered in assigning the overall score, weighting them as appropriate for each application. o Significance: Does this study address an important problem? If the aims of the application are achieved, how will scientific knowledge be advanced? What will be the effect of these studies on the concepts or methods that drive this field? o Approach: Are the conceptual framework, design, methods, and analyses adequately developed, well-integrated, and appropriate to the aims of the project? Does the applicant acknowledge potential problem areas and consider alternative tactics? o Innovation: Does the project employ novel concepts, approaches or method? Are the aims original and innovative? Does the project challenge existing paradigms or develop new methodologies or technologies? o Investigator: Is the investigator appropriately trained and well suited to carry out this work? Is the work proposed appropriate to the experience level of the principal investigator and other researchers (if any)? o Environment: Does the scientific environment in which the work will be done contribute to the probability of success? Do the proposed experiments take advantage of unique features of the scientific environment or employ useful collaborative arrangements? Is there evidence of institutional support? In addition to the above criteria, in accordance with NIH policy, all applications will also be reviewed with respect to the following: o The reasonableness of the proposed budget and duration in relation to the proposed research. o The adequacy of plans to include both genders, minorities, and their subgroups as appropriate for the scientific goals of the research. Plans for the recruitment and retention of subjects will also be evaluated. o The adequacy of the proposed protection for humans, animals or the environment, to the extent they may be adversely affected by the project proposed in the application. o Availability of special opportunities for furthering research programs through the use of unusual talent resources, populations, or environmental conditions in other countries that are not readily available in the United States, or that provide augmentation of existing U.S. resources (for foreign applications only). AWARD CRITERIA Competitive supplements under this RFA will be awarded based on scientific merit as determined by peer review, availability of funds, and programmatic priorities. INQUIRIES Inquiries concerning this RFA are encouraged. The opportunity to clarify any issues or questions from potential applicants is welcome. Direct inquiries regarding programmatic issues to: Enid Light, Ph.D. Adult and Geriatric Treatment and Preventive Interventions Research Branch National Institute of Mental Health 5600 Fishers Lane, Room 10-75 Rockville, MD 20857 Telephone: (301) 443-1185 FAX: (301) 594-6784 Email: elight@nih.gov Direct inquiries regarding fiscal matters to: Diana S. Trunnell Grants Management Branch National Institute of Mental Health 5600 Fishers Lane, Room 7C-08 Rockville, MD 20857 Telephone: (301) 443-2805 FAX: (301) 443-6885 Email: Diana_Trunnell@nih.gov AUTHORITY AND REGULATIONS This program is described in the Catalog of Federal Domestic Assistance No. 93.242. Awards are made under authorization of the Public Health Service Act, Title IV, Part A (Public Law 78-410, as amended by Public Law 99-158, 42 USC 241 and 285) and administered under PHS grants policies and Federal Regulations 42 CFR 52 and 45 CFR Part 74. This program is not subject to the intergovernmental review requirements of Executive Order 12372 or Health Systems Agency review. Awards will be administered under PHS grants policy as stated in the Public Health Service Grants Policy Statement (April 1, 1994). The PHS strongly encourages all grant and contract recipients to provide a smoke- free workplace and promote the nonuse of all tobacco products. In addition, Public Law 103-227, the Pro-Children Act of 1994, prohibits smoking in certain facilities (or in some cases, any portion of a facility) in which regular or routine education, library, day care, health care or early childhood development services are provided to children. This is consistent with the PHS mission to protect and advance the physical and mental health of the American people.
Return to NIH Guide Main Index
Office of Extramural Research (OER) |
National Institutes of Health (NIH) 9000 Rockville Pike Bethesda, Maryland 20892 |
Department of Health and Human Services (HHS) |
||||||||
Note: For help accessing PDF, RTF, MS Word, Excel, PowerPoint, Audio or Video files, see Help Downloading Files. |