Full Text MH-92-08 MENTAL HEALTH INSTITUTIONAL CLINICAL TRAINING GRANTS: PROFESSIONAL TRAINING FOR RACIAL/ETHNIC MINORITY AND DISADVANTAGED STUDENTS NIH GUIDE, Volume 21, Number 7, February 21, 1992 RFA: MH-92-08 P.T. 44, FF Keywords: Biomedical Research Training Emotional/Mental Health Mental Disorders National Institute of Mental Health Applications Receipt Date: April 24, 1992 PURPOSE This program is designed to support recruitment and education of racial/ethnic minority and disadvantaged students to become professionals in the core mental health disciplines of social work, psychiatric nursing, psychology, psychiatry, and marriage and family therapy. The term "minority" in this announcement refers to Blacks, Hispanics, Asian/Pacific Islanders (including Native Hawaiians and Samoans), and American Indians/Alaska Natives. The definition of disadvantaged students is left to the applicant institution that must justify it. It could include the hearing impaired or those with other handicapping conditions but would not extend to individuals whose sole disadvantage is economic. HEALTHY PEOPLE 2000 The Public Health Service (PHS) urges applicants to submit work plans that address specific objectives of "Healthy People 2000." Potential applicants may obtain a copy of "Healthy People 2000" (Full Report: Stock Number 017-001-00474-0) or "Healthy People 2000" (Summary Report: Stock Number 017-001-00473-1) through the Superintendent of Documents, Government Printing Office, Washington, DC 20402-9325 (Telephone: 202-783-3238). ELIGIBILITY REQUIREMENTS Accredited and/or approved departments/divisions in the mental health core disciplines of psychiatric nursing, psychiatry, psychology, social work, and marriage and family therapy in colleges and universities of the United States, including territories and possessions, are eligible to apply. Multidisciplinary applications are encouraged. Applications may be for predoctoral and/or postdoctoral training in any of these fields. Requests for support of trainees at multiple levels, e.g., master's, post-master's, doctoral, postdoctoral, that are consistent with the educational patterns of the discipline, may be incorporated in a single application, where appropriate. Applications from historically Black colleges and universities and institutions with substantial minority enrollment are strongly encouraged. The disciplines and eligible institutional units are: o an accredited college or university school of nursing that offers a graduate program in psychiatric nursing o a department of psychiatry, a division of child psychiatry, or a division of geriatric psychiatry having an accredited training program for general and/or child psychiatry residents in an accredited medical school or a freestanding institution o a department of psychology, a school of professional psychology, or an internship program, each with appropriate accreditation for training in clinical, counseling, or school psychology o a school or department of social work offering accredited master's/doctoral programs; accredited baccalaureate programs in States having no graduate program; and post-master's and postdoctoral training programs o a college or university-based accredited graduate program in marriage and family therapy and accredited post-master's and postdoctoral training programs An institution may apply for one clinical training grant in each of the core disciplines under this Request for Applications (RFA). However, NIMH encourages multidisciplinary training programs where appropriate. MECHANISM OF SUPPORT This RFA will use the NIH Graduate Training Programs Grant (T01). Responsibility for the planning, direction, and execution of the proposed project will be solely that of the applicants. The period of support is limited to 3 years. Direct Costs: Funds may be used only for those expenses that are directly related to and necessary for conducting the project and must be expended in conformance with DHHS cost principles, the Public Health Service (PHS) Grants Policy Statement, and conditions set forth in this document. Federal Regulations at Title 45CFR parts 74 and 92, generic requirements concerning the administration of grants, are applicable to these awards. Support under this program is primarily to provide trainee stipends, and stipend requests must be included in all applications. Other categories of support are permitted at minimal levels under the conditions outlined below. Trainee Stipends: Trainee Stipends are intended to assist minority and/or disadvantaged students in meeting subsistence expenses and to enable them to pursue education on a full-time basis. No part-time stipends are allowed. The amount of the stipend is determined by the academic status of the appointee. Stipends for full-time trainees enrolled in educational programs leading to or based on a degree are as follows: Prebaccalaureate - These stipends are at a level of $6,504 for a 12-month program, prorated according to actual length of support. Postbaccalaureate - predoctoral - These stipends will be paid at an annual (12 months) rate of $8,800, prorated according to the length of the training program. Postdoctoral - Postdoctoral stipends range from $18,600 to $32,300 per year, depending upon the level of relevant experience of the student at the time of appointment. These amounts must be prorated according to actual length of support. Years of Relevant Experience Stipend 0 $18,600 1 $19,700 2 $25,600 3 $26,900 4 $28,200 5 $29,500 6 $30,800 7 or more $32,300 Relevant experience is considered to include activities beyond the doctoral degree such as internship, residency, teaching, or providing services in the specific area of training. For trainees who receive a stipend for the first time in a second or later year in the NIMH training program, the level of support shall be determined by relevant experience before entry into the program, plus full-time years in the program without a stipend. Stipends for full-time trainees enrolled in postdoctoral programs that are not degree related may be paid commensurate with the trainee's career status and experience in accordance with the above schedule. Maximum support is $32,300, prorated according to the length of the program. Allowances are available for medical students to engage in not-for-credit supervised clinical experience and/or related special studies/projects in any of the NIMH-supported programs in psychiatry. Teaching and Associated Costs: Direct cost items are allowable for teaching costs associated with these projects. Direct cost items include personnel, consultants, supplies, travel, reproduction and printing costs, rental equipment, minor equipment items, and other items that are directly related to the proposed clinical training program and are otherwise unavailable from the institution. It is expected that the educational institutions will fund a substantial part of the support for personnel costs. Teaching costs may be requested up to a ceiling of $1,500 per predoctoral stipend and $2,500 per postdoctoral stipend. No teaching costs are permitted except in association with stipends. Other Trainee Costs: In addition to stipends, the institution may request funds for tuition, fees, and trainee travel. Trainee travel costs are allowable only between the institutional and field training site, or in the special cases indicated on page 7-16 of the PHS Grant Policy Statement. Requests for tuition may not exceed $8,000 per stipend. Indirect Costs: All grants under this RFA will be reimbursed at eight percent of total allowable direct costs or actual indirect costs, whichever is less. Payback Provisions: Any trainee who receives a clinical traineeship in psychology, psychiatry, psychiatric nursing, social work, or marriage and family therapy, in an established training program, designed to be for a period of 180 days or more under an NIMH clinical training grant, must pay back a period of obligated service equal to the length of the traineeship. The period of support need not be continuous. Any support received for any period of time under previous NIMH clinical training grants, if the stipend and/or other allowances were awarded on or after September 1, 1981, will be added to the total length of service required. The conditions of the obligated service requirement are set forth in 42 Code of Federal Regulations Part 64a, and include a triple damages repayment provision for failure to fulfill the obligated service. No trainee may receive a stipend or other allowance from the grant until he/she has signed and submitted a Payback Agreement form, a Statement of Appointment of Trainee form (PHS 2271), and a certification of Non-Delinquency on Federal Debt. Additional information on payback requirements is available from: Mr. Stephen Hudak Chief, Grants Management Section Grants Management Branch National Institute of Mental Health 5600 Fishers Lane, Room 7C-26 Rockville, MD 20857 Telephone: (301) 443-4456 FUNDS AVAILABLE In fiscal year 1992, approximately $800,000 will be available to fund approximately 10 to 16 awards under this RFA. Support may be requested for up to three years. Since this program is proposed in the President's fiscal year 1992 budget for phase-down over three years, the NIMH can make no commitment beyond the first year. Therefore, the objectives and activities of the first year must be designed to be significant with or without funding in future years. Each award may be no more than $80,000 in total costs. OBJECTIVES Background Racial and ethnic minorities are expected soon to become one quarter of the United States population. Projections are that the need for mental health services will rise proportionately, particularly in the public sector where most minority persons are served. There is increasing evidence also that when minority persons require mental health services they most often seek mental health professionals of a race or ethnicity similar to their own or choose settings staffed by mental health professionals who demonstrate responsiveness to their needs. Currently, minorities represent less than 10 percent of mental health professionals. The need to increase the number of racial and ethnic minority mental health professionals is clear so that they may not only serve their own communities but also contribute to improving the overall quality of the mental health system by promoting its responsiveness to the unique needs of culturally diverse groups. Goals and Scope The National Institute of Mental Health(NIMH) offers clinical training programs for racial/ethnic minority and disadvantaged students to enhance the quality and effectiveness of services to persons with major mental disorders. Applications must focus in depth on one or more of the priority populations described below. Programs must demonstrate that they incorporate the latest diagnostic and treatment procedures and the latest relevant research findings. The priority service populations for this RFA are: o Severely and Persistently Mentally Ill Adults: This priority population includes, but is not limited to, adults with schizophrenic disorders, major mood disorders, including homeless persons with these disorders, and persons with co-morbidity, i.e., the mentally ill who are also alcohol and/or drug abusers. o Children and Adolescents with Severe Mental Disorders: Serious emotional disturbances of children and adolescents include, but are not limited to, childhood psychoses, major mood disorders, disruptive behavior and personality disorders, and serious developmental disorders or alcohol and/or drug abuse when combined with other mental disorders. o Elderly with Mental Disorders: Mental disorders of the aging include Alzheimer's disease and other dementias; affective disorders with associated medical, behavioral, cognitive, social, and emotional aspects; and anxiety disorders; late-onset schizophrenia; and personality disorders. o Mentally Ill in Rural Areas: This population includes individuals with severe and persistent mental and emotional disorders living in rural areas, especially those areas--rural towns and communities-- with low population density and limited access to health, mental health, and social services. Applicant institutions selecting this priority must include a strategy for the recruitment of minority and/or disadvantaged students from rural areas and the development of a curriculum addressing rural mental health issues. o Racial/Ethnic Minorities, particularly Native Americans, with Mental Disorders: While minority persons are represented among the priority service populations listed above, developing and implementing targeted, culturally appropriate mental health services for minorities within these groups (i.e., minority adults, minority children and adolescents, minority elderly, and minorities in rural areas) are a complex and challenging priority. Applicant institutions selecting this priority must, therefore, demonstrate a capacity to develop and implement a focused, culturally appropriate clinical training program with a curriculum and clinical experiences based on culturally relevant concepts and the latest scientific findings. Other cross-cutting priorities are linkages between academic programs and State/community service systems, i.e., public-academic linkages (PAL) and linkages with clinical researchers and research trainers. Therefore, training institutions are strongly encouraged to collaborate with State and local mental health and State and local alcohol and drug abuse service systems in order to make training sites available in public facilities and to ensure that trainees receive high-quality relevant clinical experiences in these settings. Similarly, intra-institution collaboration with ongoing clinical research components is also encouraged. STUDY POPULATIONS SPECIAL INSTRUCTIONS TO APPLICANTS REGARDING IMPLEMENTATION OF NIH POLICIES CONCERNING INCLUSION OF WOMEN AND MINORITIES IN CLINICAL RESEARCH STUDY POPULATIONS In compliance with ADAMHA policy, ADAMHA grants and cooperative agreements are required to include both women and minorities in study populations, unless compelling scientific or other justification for not including either women or minorities is provided. All clinical programs supported by ADAMHA are required to comply with this policy. APPLICATION PROCEDURES Prospective applicants are strongly encouraged to consult NIMH staff regarding eligibility and assistance in developing applications. Applications kits (PHS 398, Rev. 10/88) containing the necessary forms and Special Instructions may be obtained by contacting the Education and Training Branch staff listed at the end of this announcement. Applicants must use the Special Instructions included in the application kit that are specifically designed for this NIMH Institutional Clinical Training Grant program. Applications must be complete and contain all information needed for initial and Advisory Council review. No addenda will be accepted later, unless specifically requested by the Scientific Review Administrator of the review committee. No site visits will be made. The applicant must include a project abstract that may not exceed the space provided in the application. The narrative section of the application may not exceed 20 pages. Appendices may be used, but not to expand the narrative section. Applications exceeding this limitation will be returned without review. The original and four copies of the application must be submitted to: Division of Research Grants Westwood Building, Room 240, 5333 Westbard Avenue Bethesda, MD 20892** The RFA label (found in the application form PHS 398) must be affixed to the bottom of the face page of the original copy of the application. Failure to use this label could result in delayed processing of your application such that it will not reach the review committee in time for review. In addition, one copy of the application must be sent directly to: NIMH Division of Extramural Activities 5600 Fishers Lane, Room 9C-02 Rockville, MD 20857 Attention: Clinical Training Review Administrator Receipt And Review Schedule National Advisory Receipt of Initial Mental Health Earliest Application Review Council Review Award Date April 24, 1992 June/July September 1992 September 1992 1992 Applications received after the above receipt date will be returned to the applicant without review. Application Characteristics Applications must include a brief description of the applicant educational institution and, where appropriate, associated service and clinical research settings, including background, history, programmatic focus, organization, resources, personnel, and record of educational/service/research linkage achievements. Any existing mental health and substance abuse clinical or research training activities in the priority area(s) addressed by an application must be described. A carefully organized plan for teaching the mental health skills necessary must be presented. Of particular interest are linkages of ongoing or proposed clinical training activities with clinical research or research training at the applicant institution. Each application must include a description of: o the pool from which minority and/or disadvantaged trainees will be recruited, recruitment strategies, selection criteria, number of minority or disadvantaged students to be enrolled, and the total number of trainees, including those who would not receive a stipend but who would benefit directly and indirectly from the supported training o goals and objectives of the training o curricula content that addresses ethnic and cultural issues o specific steps to be taken for the recruitment, retention, and graduation of minority and/or disadvantaged trainees o key faculty members and clinical supervisors or field instructors, especially minorities who will serve as role models, including their assignments of responsibility to the program, and other qualifications, experience, and roles o history and current structure of the proposed education/training program, with an overall characterization of principles and conceptual framework around which the program is organized o differences between the proposed program and ongoing general mental health training at the institution highlighting how the proposed program enhances ongoing training particularly in the focused priority area o educational and training components of the proposed program, highlighting which courses and clinical experiences are proposed but not yet implemented: - a didactic component that is designed to make available to the student the latest scientific knowledge regarding the designated priority population, including minority content where appropriate - an experiential component that involves direct service to priority population patients or clients, including minorities, as well as exposure to issues of service delivery o training that promotes an understanding of research methodologies and the incorporation of research findings into clinical practice o support for the proposed program by the educational/training institution and any related State/community service systems o linkages between the academic institution and public mental health service systems o linkages between clinical researchers and research and clinical trainers within the institution o professional activities of all trainees who have completed this specialty program in the last five years, indicating minority or disadvantaged students, with particular attention to the effects of previous NIMH grant support, if any o number of students currently enrolled in the educational/training program directed to the designated priority service populations, indicating minority or disadvantaged students so enrolled o an evaluation plan that addresses all aspects of the training program including formative and summative evaluations to provide feedback for program improvement REVIEW CONSIDERATIONS A dual review system is used to ensure expert, objective review of the quality of applications. The first step, peer review for educational and technical merit, is by primarily non-Federal experts. Notification of the review recommendations will be sent to the applicant after the initial review. The final review is by the National Advisory Mental Health Council. Only applications recommended for approval by the Council will be considered for funding. Review Criteria Each grant application is evaluated on its own merits. The following criteria are used in the initial review: (1) Quality of education/training program o clarity of the goals of the proposed educational/training program and their consonance with the purposes and requirements of this RFA o relevance, feasibility, and specificity of the content, methods, and organization of the training program in relation to specified project goals and objectives, including minority content where appropriate o subpopulations adequately addressed o soundness of the plan for providing balanced didactic and experiential educational content, including existing and/or new and innovative curricular offerings and teaching methods oriented to the priority population(s), including minority content where appropriate o inclusion in the curriculum of up-to-date research findings and scientific knowledge about diagnostic and treatment services for the priority population(s), including minority content where appropriate o inclusion of research methods and evaluation o appropriateness of plans for evaluating the proposed program (2) Budget adequacy of the budget projections and other resources for carrying out the project activities (3) Quality of public-academic linkages o degree to which the educational plan has been developed and will be implemented in conjunction with public mental health systems and services, and commitment of key personnel and institutions to public-academic linkages o availability and extent of trainee experience in publicly funded (including private non-profit) clinical programs (4) Quality of faculty o expertise with the priority population(s), including national leadership and publications o clinical qualifications of faculty, including appropriateness as minority role models (5) Quality of students/trainees feasibility of the plan to recruit from a high-quality pool of minority and/or disadvantaged students and to retain and graduate competent students (6) Training record o evidence of applicant's history and commitment to educate professionals for publicly funded service to the identified priority population(s), as documented in the career patterns of graduates of this specialty program in the last five years o evidence of: (a) successful use of previous minority and disadvantaged NIMH grants, if any, and (b) capacity to train minority and disadvantaged professionals for service in the priority areas AWARD CRITERIA Awards will be made on the basis of the following criteria: o quality of proposed education/training programs as determined by the review process o balance among programs directed to the priority populations, among the disciplines and, where appropriate, among geographic, especially rural, locations o availability of funds INQUIRIES Staff of the NIMH will provide consultation and technical assistance to prospective applicants regarding this RFA. Those who direct training toward Native Hawaiians, Samoans, and other Native American Pacific Islanders are particularly encouraged to apply and seek consultation and technical assistance early in the application process. Staff consultation on clinical training grants is available from the following: General Information: Lemuel B. Clark, M.D. Chief, Education and Training Branch Telephone: (301) 443-5850 Social Work and Marriage and Family Therapy: Neilson F. Smith, Ph.D. Chief, Social Work Education Program Telephone: (301) 443-5850 Psychiatry: Melvyn R. Haas, M.D. Chief, Psychiatry Education Program Telephone: (301) 443-2120 Psychology Paul Wohlford, Ph.D. Chief, Psychology Education Program Telephone: (301) 443-5850 Psychiatric Nursing: Carol Bush, Ph.D., R.N. Chief, Psychiatric Nursing Education Program Telephone: (301) 443-5850 The mailing address for all the above is: Education and Training Branch Division of Clinical Research National Institute of Mental Health 5600 Fishers Lane, Room 7C02 Rockville, MD 20857 AUTHORITY AND REGULATIONS This program is described in the Catalog of Federal Domestic Assistance No. 93.244. Applications will be accepted under the authority of Section 303 of the Public Health Service Act (42 U.S.C. 242a); 42 CFR Part 64. This program is not subject to the intergovernmental review requirements of Executive Order 12372 or review by a Health Systems Agency. .
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