Full Text HL-96-011 NHLBI MINORITY INSTITUTION FACULTY MENTORED RESEARCH SCIENTIST DEVELOPMENT AWARD NIH GUIDE, Volume 25, Number 18, June 7, 1996 RFA: HL-96-011 P.T. 44, FF Keywords: Biomedical Research Training Cardiovascular Diseases Pulmonary Diseases Blood Diseases Sleep Disorders National Heart, Lung, and Blood Institute Letter of Intent Receipt Date: August 2, 1996 Application Receipt Date: August 23, 1996 PURPOSE The National Heart, Lung, and Blood Institute (NHLBI) invites grant applications for the Minority Institution Faculty Mentored Research Scientist Development Award program. The purpose of this program is to encourage the enhancement of research skills by faculty members at minority institutions in areas relevant to cardiovascular, pulmonary, and hematologic diseases, sleep disorders, and transfusion medicine, and stimulate cardiovascular, pulmonary, hematologic disease, and sleep disorders research, prevention, control and education at minority institutions by offering faculty members the opportunity to enhance their research capabilities in these areas. Within NHLBI, the term "hematologic" covers research on thrombosis and hemostasis, immunohematology, blood cell disorders, hematopoiesis, thalassemia, sickle cell disease, transfusion medicine, blood resources including blood component and derivative therapy, blood substitutes and blood resource management, aspects of AIDS-products in AIDS prevention and treatment, and AIDS-related bone marrow and hematologic disorders. Other Institutes of the NIH are responsible for research on disorders of white cells, including the leukemias and other blood malignancies, and basic immunology related to the lymphoid system. Therefore, NHLBI cannot provide support for such studies. HEALTHY PEOPLE 2000 The Public Health Service (PHS) is committed to achieving the health promotion and disease prevention objectives of "Healthy People 2000," a PHS-led national activity for setting priority areas. This RFA, NHLBI Minority Institution Faculty Mentored Research Scientist Development Award, is related to the priority areas of heart disease and stroke, maternal and infant health, environmental health, and educational and community-based programs. Potential applicants may obtain a copy of "Healthy People 2000" (Full Report: Stock No. 017-001-00474-0 or Summary Report: Stock No. 017-001-00473-1) through the Superintendent of Documents, Government Printing Office, Washington, DC 20402-9325 (telephone 202-783-3238). ELIGIBILITY REQUIREMENTS Applications may be submitted by non-federal domestic, for-profit and non-profit organizations, public and private, such as universities, colleges, hospitals, laboratories, and units of state and local government. Racial/ethnic minority individuals, women, and persons with disabilities are encouraged to apply as Principal Investigators. Applications from foreign institutions will not be accepted. Awards in this program will be made to a domestic minority institution on behalf of a principal investigator. A minority institution is defined as a domestic medical or non-medical college, university, or equivalent school in which students of minority ethnic groups, including Blacks, Hispanics, American Indians, Alaska Natives, Asians, or Pacific Islanders, comprise a majority of the institution's enrollment. Candidates for this award are faculty members of minority institutions who: (1) are citizens of the United States, non-citizen nationals, or permanent residents at the time of application, (2) have a doctoral degree or equivalent in a biomedical or behavioral science, (3) wish to receive specialized training in cardiovascular, pulmonary, or hematologic research, and (4) have the background and potential to benefit from the training. Each candidate must propose a research development program that includes intensive, full-time, training during the summer period (two to three months) and part-time training during the academic year. In proposing a research development program, the candidate must identify and complete arrangements with a nearby investigator (within approximately 100 miles) who can act as a mentor for the research development program. The mentor must be an accomplished investigator in the research area proposed in the application and will provide guidance for the principal investigator's development and research plan related to heart, lung, or blood disorders. Plans for the research development must be developed with the mentor. The commitment of the minority institution to the faculty candidate's research and development must clearly be resented in the application. This must include statement(s) from the Dean and departmental chair indicating that the candidate will be provided with sufficient release time from other duties to accomplish the research goals stated in the application. MECHANISM OF SUPPORT This RFA will use the National Institutes of Health (NIH) Mentored Research Scientist Development Award grant (K01). Responsibility for the planning, direction, and execution of the proposed career development program will be solely that of the applicant. The total project period for an application submitted in response to this RFA may not exceed five years. Funding beyond the first year of the grant is contingent upon satisfactory progress during the preceding year and the availability of funds. Indirect costs will be awarded based on eight percent of total direct costs exclusive of equipment. The anticipated award date is May 1, 1997. The awardee may receive salary support up to a maximum of $50,000 per year plus fringe benefits for five years. The actual amount allowable for salary will be dependent upon the actual percent effort committed to the project. All funds must be used to support the awardee. Awardees must commit 100 percent effort during the summer and/or off quarter periods and at least 25 percent effort during the academic year. Support for up to 10 percent of the mentor's salary during the summer experience may be requested. Up to $30,000 per year will be provided for research support. Details regarding the apportionment of these funds between the minority institution and the research center must be worked out with the mentor at the research center and agreed to by representatives of both institutions. If funds are to be transferred to the mentor's institution for any purpose, arrangements for the transfer or conduct of activities should be formalized in a contract or written agreement with the mentor's institution and submitted as part of the application. The award is non-renewable and may not be transferred to another institution or another faculty member. The indirect cost rate on subcontract costs for the mentor's institution may not exceed 8 percent of total costs. FUNDS AVAILABLE The estimated funds (total costs) available for the first year of support for the program are expected to be $250,000 in fiscal year 1997. The actual amount may vary, depending on the response to the RFA and availability of funds, but the anticipated number of awards for the Minority Institution Faculty Mentored Research Scientist Development Award Program is three new awards. RESEARCH OBJECTIVES Background Many studies have emphasized the need for minority individuals to participate in modern research activities to develop their investigative talents. Whereas approximately 12 percent of the U.S. population is Black, less than 0.25 percent of individuals holding a Ph.D. degree in biomedical science are Black. There are existing programs at the National Institutes of Health that are designed to answer this need. These include the Minority Biomedical Research Support Program, the Minority Access to Research Careers Program, and the Research Supplements for Underrepresented Minorities Program. Even though these programs appear successful in meeting their specific objectives and career development goals, students and faculty at minority schools need additional opportunities to develop biomedical and behavioral research skills and become productive investigators. While there is strong interest in the scientific community in attracting minority students into research careers, few minority students opt for science degrees and research careers, and few minority graduates of health professional schools go on to investigative careers. The shortage of qualified minority investigators in academic research positions may even exacerbate the situation due to a lack of visible role models for students. One method of addressing this problem is by increasing the research capabilities of minority faculty members and faculty members at minority institutions, so that these individuals may serve as role models for minority undergraduate and graduate students, and stimulate students to become more cognizant of research opportunities in cardiovascular, pulmonary, and hematologic diseases and sleep disorders. Other The present RFA is designed to offer career development opportunities for faculty at minority institutions. The Minority Institution Faculty Mentored Research Scientist Development Award is intended to: o Encourage the development of faculty investigators at minority schools in areas relevant to cardiovascular, pulmonary, and hematologic diseases, sleep disorders, and transfusion medicine. o Stimulate cardiovascular, pulmonary, hematologic disease, and sleep disorders research, prevention, control, and education by offering minority school faculty members the opportunity to enhance their research capabilities in these areas. INCLUSION OF WOMEN AND MINORITIES IN RESEARCH INVOLVING HUMAN SUBJECTS It is the policy of NIH that women and members of minority groups and their subpopulations must be included in all NIH supported biomedical and behavioral research projects involving human subjects, unless a clear and compelling rationale and justification is provided that inclusion is inappropriate with respect to the health of the subjects or the purpose of the research. This new policy results from the NIH Revitalization Act of 1993 (Section 492B of Public Law 103-43) and supersedes and strengthens the previous policies (Concerning the Inclusion of Women in Study Populations, and Concerning the Inclusion of Minorities in Study Populations) which have been in effect since 1990. The new policy contains some new provisions that are substantially different from the 1990 policies. All investigators proposing research involving human subjects should read the "NIH Guidelines For Inclusion of Women and Minorities as Subjects in Clinical Research", which have been published in the Federal Register of March 28, 1994 (FR 59 14508-14513), and reprinted in the NIH Guide for Grants and Contracts, Volume 23, Number 11, March 18, 1994. Investigators may obtain copies from these sources or from the program staff or contact person listed below. Program staff may also provide additional relevant information concerning the policy. LETTER OF INTENT Prospective applicants are asked to submit, by August 2, 1996, a letter of intent that includes the name, address, and telephone number of the Principal Investigator, the identities of other key personnel and participating institutions, and the number and title of the RFA in response to which the application may be submitted. Although a letter of intent is not required, is not binding, and does not enter into the review of subsequent applications, the information that it contains allows NHLBI staff to estimate the potential review workload and to avoid conflict of interest in the review. The letter of intent is to be sent to Dr. C. James Scheirer, at the address listed under APPLICATION PROCEDURES. APPLICATION PROCEDURES Applications are to be submitted on the grant application form PHS 398 (rev. 5/95). Applications kits are available at most institutional offices of sponsored research and may be obtained from the Grants Information Office, Office of Extramural Outreach and Information Resources, National Institutes of Health, 6701 Rockledge Drive, MSC 7910, Bethesda, MD 20892-7910, telephone 301/710-0267, email: ASKNIH@odrockm1.od.nih.gov; and from the program administrator listed under INQUIRIES. The RFA label available in the PHS 398 (rev. 5/95) application form must be affixed to the bottom of the face page of the application. Failure to use this label could result in delayed processing of the application such that it may not reach the review committee in time for review. In addition, the RFA title (NHLBI Minority Institution Faculty Mentored Research Scientist Development Award Training Program) and number (HL-96-011) must be typed on line 2 of the face page of the application form and the YES box must be marked. Submit a signed, typewritten original of the application, including the Checklist, and four signed photocopies, in one package to: DIVISION OF RESEARCH GRANTS NATIONAL INSTITUTES OF HEALTH 6701 ROCKLEDGE DRIVE, ROOM 1040 - MSC 7710 BETHESDA, MD 20892-7710 BETHESDA, MD 20817 (for courier service) One additional copy of the application must also be sent to: C. James Scheirer, Ph.D. Division of Extramural Affairs National Heart, Lung, and Blood Institute 6701 Rockledge Drive, Room 7220 - MSC 7924 Bethesda, MD 20892-7924 Telephone: (301) 435-0266 FAX: (301) 480-3541 Email: james_scheirer@nih.gov Applications must be received by August 23, 1996. If an application is received after that date, it will be returned to the applicant without review. The Division of Research Grants (DRG) will not accept any application to this RFA that is essentially the same as one currently pending initial review, unless the applicant withdraws the pending application. The DRG will not accept any application that is essentially the same as one already reviewed. This does not preclude the submission of substantial revisions of applications already reviewed, but such applications must include an introduction addressing the previous critique. REVIEW CONSIDERATIONS Upon receipt, applications will be reviewed for completeness by DRG and responsiveness by NHLBI. Incomplete and/or non-responsive applications will be returned to the applicant without further consideration. Applications that are complete and responsive to the RFA will be evaluated for scientific and technical merit by a Special Emphasis Panel in the Division of Extramural Affairs, NHLBI, in accordance with the review criteria stated below. The following criteria will be considered when assessing the merit of career development applications, including the Minority Institution Faculty Mentored Research Scientist Development Award. o Candidate -- The candidate's overall competence as demonstrated by academic record and performance, potential for a career in independent research, and commitment or interest in pursuing an academic research career. o Mentor(s) -- The mentor's accomplishments in the scientific research area(s) proposed, experience and track record in training investigators, and commitment for the duration of a candidate's research development. o Environment -- The applicant institution's ability to provide adequate facilities, resources, and opportunities necessary for the candidate's training, and the institutional commitment to the candidate. The quality of the research and research training programs at the mentor's institution. o Acceptability of plan to provide instruction on the responsible conduct of research. o Career Development Plan -- The adequacy of the research career development plan, based on the detailed description of the candidate's past research experience, training, and career goals. o Research Project -- Scientific merit of the proposed research project and its appropriateness as a vehicle for developing the candidate's research skills. o adequacy of plans to include both genders and minorities and their subgroups as appropriate for the scientific goals of the research. Plans for the recruitment and retention of subjects will also be evaluated. AWARD CRITERIA Applications will compete for funds with all other approved applications assigned to the NHLBI. The following will be considered in making funding decisions: o Quality of the proposed project as determined by peer review o Availability of funds o Program balance among the research areas of the National Heart, Lung, and Blood Institute INQUIRIES Inquiries concerning this RFA are encouraged. The opportunity to clarify any issues or questions from potential applicants is welcome. Inquiries regarding program guidelines, supplemental instructions, or programmatic issues may be directed to: LeeAnn Jensen, Ph.D. Division of Blood Diseases and Resources National Heart, Lung, and Blood Institute 6701 Rockledge Drive MSC 7950 Bethesda, MD 20892-7950 Telephone: (301) 435-0065 FAX: (301) 480-1060 Email: leeann_jensen@nih.gov Direct inquiries regarding fiscal matters to: Jane Davis Division of Extramural Affairs National Heart, Lung, and Blood Institute 6701 Rockledge Drive MSC 7926 Bethesda, MD 20892-7926 Telephone: (301) 435-0166 FAX: (301) 480-3310 Email: jane_davis@nih.gov AUTHORITY AND REGULATION This program is described in the Catalog of Federal Domestic Assistance numbers 93.837, 93.838, and 93.839. Awards are made under the authority of the Public Health Service Act, Title IV, Part A (Public Law 78-410, as amended by Public Law 99-158, 42 USC 241 and 285) and administered under PHS grant policies and Federal Regulations at 42 CFR 52 and 45 CFR Part 74. This program is not subject to the intergovernmental review requirements of Executive Order 12372 or Health Systems Agency review. The PHS strongly encourages all grant and contract recipients to provide a smoke-free workplace and promote the non-use of all tobacco products. In addition, Public Law 103-227, the Pro-Children Act of 1994, prohibits smoking in certain facilities (or in some cases, any portion of a facility) in which regular or routine education, library, day care, health care or early childhood development services are provided to children. This is consistent with the PHS mission to protect and advance the physical and mental health of the American people. .
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