Full Text HL-95-002 MECHANISMS OF POST BONE MARROW TRANSPLANTATION LUNG INJURY NIH GUIDE, Volume 23, Number 33, September 16, 1994 RFA: HL-95-002 P.T. Keywords: National Heart, Lung, and Blood Institute Letter of Intent Receipt Date: December 1, 1994 Application Receipt Date: January 19, 1995 PURPOSE The National Heart, Lung, and Blood Institute (NHLBI) invites research grant applications to support of research on immunological, cellular, and molecular mechanisms of post bone marrow transplantation lung injury. The primary objectives of this special grant program are to determine the etiology and to understand the cellular and molecular mechanisms involved in the pathogenesis of idiopathic pneumonia syndrome (IPS) that frequently follows bone marrow transplantation. HEALTHY PEOPLE 2000 The Public Health Service (PHS) is committed to achieving the health promotion and disease prevention objectives of "Healthy People 2000," a PHS-led national activity for setting priority areas. This Request for Applications (RFA), Mechanisms of Post Bone Marrow Transplantation Lung Injury, is related to the priority areas of immunization and infectious diseases and cancer. Potential applicants may obtain a copy of "Healthy People 2000" (Full Report: Stock No. 017-001-00474-0) or "Healthy People 2000" (Summary Report: Stock No. 017-001-00473-1) through the Superintendent of Documents, Government Printing Office, Washington, DC 20402-9325 (telephone 202-783-3238). ELIGIBILITY REQUIREMENTS Among the disciplines and expertise that may be appropriate for this research program are cell biology, virology, pharmacology, radiation biology, molecular biology, immunology, molecular immunology, infectious diseases, pathology, pulmonary medicine, pediatrics, oncology, and hematology. Applications may be submitted by domestic and foreign for-profit and non-profit organizations, public and private, such as universities, colleges, hospitals, laboratories, units of State or local governments, and eligible agencies of the Federal government. Applications from minority individuals, women, and new investigators are encouraged. All current policies and requirements that govern the research grant programs of the National Institutes of Health (NIH) will apply to grants awarded under this RFA. Awards under this RFA to foreign institutions will be made only for research of very unusual merit, need, and promise, and in accordance with PHS policy governing such awards. MECHANISM OF SUPPORT This program will be awarded using an incremental funding method being tested by the NIH. Refer to the special instructions below and in the APPLICATION PROCEDURES section. Funds must be requested in increments of $50,000 each (direct costs), or applications will be returned. This RFA will use the NIH individual research project grant (R01) support mechanism. However, specific application instructions have been modified to reflect streamlining efforts being examined by the NIH. It is hoped that these changes will reduce the administrative burden for the applicants, reviewers, and NHLBI staff. Up to four years of support may be requested for these R01s. For this RFA, funds must be requested in $50,000 direct cost increments and a maximum of four increments ($200,000 direct costs) per year may be requested. Only limited budget information will be required and any budget adjustments made by the Initial Review Group will be in increments of $50,000. Instructions for completing the Biographical Sketch have also been modified. In addition, Other Support information and the application Checklist page will be requested by NHLBI staff upon consideration for an award. The APPLICATION PROCEDURES section of this RFA provides specific details of modifications to standard application instructions. Upon initiation of the program, the NHLBI will sponsor periodic meetings to encourage exchange of information among investigators who participate in this program. Applicants should also include a statement in their applications indicating their willingness to participate in a 1-day meeting each year, most likely to held in Bethesda, Maryland. Travel costs for these meetings are to be covered by the grant. Applicants from institutions that have a General Clinical Research Center (GCRC) funded by the NIH National Center for Research Resources may wish to identify the GCRC as a resource for conducting the proposed research. If so, a letter of agreement from either the GCRC program director or principal investigator should be included with the application. Applicants (who will plan and execute their own research programs) are expected to furnish their own estimates of time required to achieve the objectives of the proposed research project. Since a variety of approaches would represent valid responses to this RFA, it is anticipated that there will be a range of costs among individual grants awarded. This RFA is a one-time solicitation. Future unsolicited competing continuation applications may be submitted for peer review and competition for support through the regular grant program of the NIH. It is anticipated that support for this program will begin in August 1995. Administrative adjustments in project period and/or amount may be required at the time of the award. While multidisciplinary approaches are encouraged, it is not the intent of this RFA to solicit applications for large studies encompassing a variety of individual subprojects, i.e., program projects. If collaborative arrangements through subcontracts with other institutions are planned, consult the program staff listed under INQUIRIES. The National Institute of Allergy and Infectious Diseases (NIAID) also has interest in the immunological/inflammatory/infectious aspects of post bone marrow transplant injury. Therefore, applications that are of mutual interest are likely to be given a secondary assignment to NIAID in accordance with the NIH referral guidelines. FUNDS AVAILABLE Approximately $1,500,000 total costs will be available for the first year of support for the entire program, and is included in the financial plans for fiscal year 1995; but, award of grants pursuant to this RFA is contingent upon receipt of funds for this purpose. It is anticipated that no more than eight awards will be issued under this program. The specific number to be funded will, however, depend on the merit and scope of the applications received and the availability of funds. Funds will be awarded in lump sum direct cost amounts in increments of $50,000, less any overlap or other necessary administrative adjustments. Indirect costs will be awarded based on the negotiated rate at the time of each award. RESEARCH OBJECTIVES Background Bone marrow transplantation offers potentially curative treatment for a growing number of patients with a variety of diseases. Advances in transplant immunobiology, supportive care and the availability of suitable donors, make the technique both effective and feasible. In 1990 statistics from the International Bone Marrow Transplant Registry indicated that over 5,500 patients received allogeneic marrow transplants from matched or partially matched family members and more than 5,000 autologous transplant procedures were performed world wide. Through the National Marrow Donor Program, it is now possible to identify unrelated phenotypically HLA-matched donors for patients who do not have suitable donors among family members. Currently, more than 1,200,000 potential donors are registered in this program. This number doubled during the past two years. Approximately 650 allogenic bone marrow transplants involving unrelated donors and recipients were performed in 1993. In spite of these encouraging developments, transplantation-related complications, especially those involving the lung, have limited the success of bone marrow transplantation. Interstitial pneumonitis is a primary or contributing cause of mortality, accounting for more than 40 percent of deaths related to bone marrow transplantation in most large series. Of these pneumonias, approximately half were attributed to non-infectious idiopathic pneumonia syndrome (IPS). It is also possible that undetectable infectious agents are involved. Although progress has been made in diagnosis and treatment of infectious pneumonia, e.g., cytomegalovirus (CMV) and Pneumocystis carinii, IPS remains a major cause of morbidity and mortality. For the purposes of this RFA the definition of IPS will be that proposed in the NHLBI Workshop Summary: Idiopathic Pneumonia Syndrome after Bone Marrow Transplantation (Am Rev Respir Dis 1993;147:1601-1606). I. Evidence of widespread alveolar injury. Criteria include: a. Multilobar infiltrates on routine chest radiographs or CT scans. b. Symptoms and signs of pneumonia, e.g., cough, dyspnea, rales. c. Evidence of abnormal pulmonary physiology. 1. Increased alveolar to arterial oxygen gradient (compared with previous, if available). 2. New or increased restrictive pulmonary function test abnormality. II. Absence of active lower respiratory tract infection. Appropriate evaluation includes: a. Bronchoalveolar lavage negative for significant bacterial pathogens and/or lack of improvement with broad-spectrum antibiotics. b. Bronchoalveolar lavage negative for pathogenic nonbacterial microorganisms. 1. Routine bacterial, viral and fungal cultures. 2. Shell-vial CMV culture. 3. Cytology for CMV inclusions, fungi and Pneumocystis carinii. 4. Detection methods for respiratory syncytial virus, parainfluenza virus, and other organisms (e.g., fluorescent antibodies or culture). c. Transbronchial biopsy if condition of the patient permits. d. Ideally, a second confirmatory negative test for infection is done. This usually is performed 2 to 14 days after the initial negative bronchoalveolar lavage (BAL), and it may consist of a second BAL or an open lung biopsy. Although IPS is an important clinical entity, progress in understanding the mechanisms underlying its pathogenesis has been limited. The lack of progress is partly due to lack of uniform definitions of the disease, lack of uniform diagnostic criteria, and the relatively small number of patients available for study at most centers. These clinical diagnostic obstacles are being overcome. However, the fundamental mechanisms that result in the development of IPS are still poorly understood, even though the techniques for learning more about them are now becoming available to researchers. For example, there have been major advances in basic immunology, molecular virology, radiation biology and the biology of inflammation. But, the application of this knowledge to the problem of IPS has not been adequately pursued. A better understanding of the immunological, cellular and molecular basis of pathogenesis of post transplantation lung injury is needed to identify those at risk and eventually treat or prevent this type of lung tissue injury. Examples of specific aspects of research that would be encouraged under this initiative are as follows: cellular and biochemical mechanisms involved in the afferent phase of the cell-mediated immune response; characterization and regulation of the inflammatory cell population involved in IPS; assessment of the capacity of resident lung cells, (for example, macrophages, lymphocytes, epithelial and endothelial cells) to produce cytokines and their role in generating the inflammatory and immune responses associated with IPS; and immunopathologic roles of infectious agents. These might include latent viral gene expression as it relates to dysregulation of cytokine gene expression and alteration of immune recognition and role of Gram negative bacterial products such as lipopolysaccharide and other cell wall constituents. Objectives and Scope The overall objective of this initiative is to encourage basic research on the etiology, mechanisms of pathogenesis, and the host determinants that are involved in the initiation and progression of post bone marrow transplantation lung injury. Applications are invited for innovative multidisciplinary approaches to identify the cause(s) of IPS associated with bone marrow transplantation and to delineate cellular and molecular mechanisms involved in its pathogenesis. Applications submitted in response to this RFA should clearly define the rationale, background, and specific aims of the proposed studies, and should provide a succinct description of the methods and procedures to be used. Several topics relevant to the objectives of this RFA are cited below in order to provide a perspective of the scope of the research that would meet the goals of the program. Investigators are also encouraged to consider approaches that meet the goals of this program other than those cited below. Since immune factors related to graft versus-host disease (GVHD) appear to be significant risk factors for IPS, studies of IPS in animal models of GVHD would be appropriate. Several cytokines including TNF-alpha, TNF-beta, IL-2, IL-4, and gamma-interferon may be involved in the pathogenesis of GVHD. Animal models of GVHD could be used in mechanistic studies to look at cytokines and other factors associated with IPS. This might include lymphocyte-macrophage interactions as they relate to the lung. The work would have to focus on IPS; animal models of GVHD alone, which are not pertinent to IPS, would not be acceptable. Other animal models of immune mediated lung disease (e.g., those involving adoptive transfer) might also be relevant. It is possible that knockout mouse models may be useful in delineating the mechanisms involved in IPS. The late stages of IPS are characterized by a fibroproliferative reaction. Mechanisms responsible for the cellular proliferation and accumulation of collagen appear to involve interactions between fibroblasts and effector molecules including platelet-derived growth factor (PDGF), transforming growth factor beta (TGF-beta), and insulin-like growth factor-I (IGF-I). For instance, women receiving autologous bone marrow transplantation for advanced breast cancer were observed to have plasma TGF-beta levels that correlated strongly with the risk of developing IPS. More recently, TGF-beta has been observed to induce the production of fibroblast-derived cytokines IL-6 and IL-11 and it is suggested that IL-11 may play an important role in the pathogenesis of chronic inflammatory conditions including idiopathic pulmonary fibrosis. The ways in which these and related effector molecules and cytokines participate in the pathogenesis of IPS might be studied at the molecular level in cell systems and animal models. Graft versus-host disease appears to increase host sensitivity to endotoxin released in the gut. It may be possible to adapt models of GVHD to understand multiple causes of endothelial and epithelial permeability and related events occurring in the lung. For example, models could be adapted to study the immunological response to Gram negative bacteria, and responses to lipopolysaccharides and drugs as they relate to IPS. Latent viral gene expression as it relates to IPS could be studied in animal models or cell systems. Ways in which herpes viruses (e.g., CMV, EBV, HHV-6, etc.) and adenoviruses alter host cell regulation of cytokine gene expression could be examined. Other areas for investigators might include the influence of latent viral infection on the expression of cell surface receptors (e.g., ICAM) and responses to antigens that may be triggered when viral genes are expressed. The ability to make significant progress in understanding the basic mechanisms involved in IPS would be greatly enhanced by adaptation of animal models, especially small laboratory animals. For example, inbred strains might be used to learn about genetic determinants of post bone marrow transplantation lung injury, and models of pneumonitis, including CMV pneumonitis, might be helpful in determining the role of cytokine-mediated lung injury related to IPS. In addition to animal studies, innovative studies using human cells or tissues which can be obtained incidentally are desirable. Research involving human subjects should be formulated in the context of mechanistic studies and should address specific hypotheses. Large scale clinical studies are beyond the scope of this RFA. SPECIAL REQUIREMENTS Applications that propose descriptive studies and do not contain studies directed at uncovering mechanisms of disease or supporting hypotheses related to mechanisms of disease will not be acceptable. This program will not support studies directed at development of animal models alone. Models must be applied to the study of disease mechanisms associated with post bone marrow transplantation lung injury. Applications that focus on molecular biology and molecular immunology of these disorders are of particular interest. STUDY POPULATIONS INCLUSION OF WOMEN AND MINORITIES IN RESEARCH INVOLVING HUMAN SUBJECTS It is the policy of the NIH that women and members of minority groups and their subpopulations must be included in all NIH supported biomedical and behavioral research projects involving human subjects, unless a clear and compelling rationale and justification is provided that inclusion is inappropriate with respect to the health of the subjects or the purpose of the research. This new policy results from the NIH Revitalization Act of 1993 (Section 492B of Public Law 103-43) and supersedes and strengthens the previous policies (Concerning the Inclusion of Women in Study Populations, and Concerning the Inclusion of Minorities in Study Populations), which have been in effect since 1990. The new policy contains some provisions that are substantially different from the 1990 policies. All investigators proposing research involving human subjects should read the "NIH Guidelines for Inclusion of Women and Minorities as Subjects in Clinical Research," which have been published in the Federal Register of March 28, 1994 (FR 59 14508-14513), and reprinted in the NIH Guide for Grants and Contracts of March 18, 1994, Volume 23, Number 11. Investigators also may obtain copies of the policy from these sources or from the program staff listed under INQUIRIES. Program staff may also provide additional relevant information concerning the policy. LETTER OF INTENT Prospective applicants are asked to submit, by December 1, 1994, a letter of intent that includes a descriptive title of the proposed research, the name, address, and telephone number of the Principal Investigator, the identities of other key personnel and participating institutions, and the number and title of the RFA in response to which the application may be submitted. Although a letter of intent is not required, is not binding, and does not enter into the review of subsequent applications, the information that it contains allows NHLBI staff to estimate the potential review workload and to avoid conflict of interest in the review. The letter of intent is to be sent to Dr. C. James Scheirer at the address listed under INQUIRIES. APPLICATION PROCEDURES Submit applications on form PHS 398 (rev. 9/91), the application form for the traditional research project grant. This form is available in an applicant institution's office of sponsored research and from the Office of Grants Information, Division of Research Grants, National Institutes of Health, 5333 Westbard Avenue, Room 449, Bethesda, MD 20892, telephone (301) 710-0267. Use the conventional format for research project grant applications and ensure the points identified in the section, "Review Procedures and Criteria" are fulfilled. To identify the application as a response to this RFA, check "YES" on item 2a of page 1 of the application and enter the title "Mechanisms of Post Bone Marrow Transplantation Lung Injury," HL-95-002. Applicants are expected to conform to the 25-page limit as directed in the application kit (PHS 398). Appendices containing supporting materials may be submitted with the application, but may not be used to circumvent this requirement. Exceptions to this page limit must be explicitly granted by the scientific review administrator. The following modifications are to be made to the standard PHS 398 application instructions: o INITIAL BUDGET PERIOD - Only the names of personnel and level of effort should be itemized in the Personnel section of the "Detailed Budget for the Initial Budget Period" (Form Page 4). In addition, generally list consultants, equipment, supplies, travel, patient care activities, alterations and renovations and other needs, as appropriate. No costs need be associated with these individual items or categories. If Consortium/Contractual Costs are requested, then the "Subtotal Direct Costs" line should be completed and the "Consortium/Contractual Costs" section should include all Contractual direct, indirect, and total costs. The "Total Direct Costs" line at the bottom of the page must be completed based on the number of $50,000 increments being requested. Applicants may not request a change in the amount of each increment. A maximum of four increments ($200,000 direct costs) per year may be requested. Any large one-time purchases, such as large equipment requests, must be accommodated within these limits. APPLICATIONS NOT CONFORMING TO THESE GUIDELINES WILL BE CONSIDERED UNRESPONSIVE TO THIS RFA AND WILL BE RETURNED WITHOUT FURTHER REVIEW. o A sample budget is available upon request from Dr. Peavy at the number listed under INQUIRIES. o FUTURE BUDGET PERIODS - It is anticipated that direct cost budgets will remain constant throughout the life of the project (i.e., the same number of increments requested for all budget periods). Any necessary escalation should be considered when determining the number of increments to be requested. However, in the event that the number of increments changes in any future year, appropriate justification must be provided. The "Budget for Entire Proposed Project Period" (top section of Form Page 5) should include Total Direct Costs for each year and the Total Direct Costs for the Entire Proposed Project Period. If Consortium/Contractual Costs are requested, then the "Subtotal Direct Costs" and the "Consortium/Contractual Costs" lines should be completed. In addition, the Justification section should be completed based on instructions provided on Form Page 5. o SUBCONTRACTS - If collaborations or subcontracts are involved that require transfer of funds from the grantee to other institutions, it is necessary to establish formal subcontract agreements with each collaborating institution. A letter of intent from each collaborating institution should be submitted with the application. Budgets for subcontracts should be prepared using the same guidelines as for the main grant except that total subcontract costs need not be in $50,000 increments. Requested amounts should be based on individual needs of the subcontract and should reflect both direct and indirect costs. When subcontract funds are added to the main grant budget, the total amount must conform with the number of $50,000 increments requested. o BIOGRAPHICAL SKETCH - In addition to the standard information requested on Form Page 6, the applicant has the option of providing the title and source of any sponsored support relevant to the proposed research. o OTHER SUPPORT - No other support information is required on "Other Support" pages (Form Page 7). Selected other support information relevant to the proposed research may be included in the Biographical Sketch as indicated above. Complete other support information will be requested by NHLBI staff upon consideration for an award. o CHECKLIST - No "Checklist" page is required as part of the application. A completed Checklist page will be requested by NHLBI staff upon consideration for an award. The RFA label available in the PHS 398 application kit must be affixed to the bottom of the face page of the original completed application form PHS 398. Failure to use this label could result in delayed processing of the application such that it may not reach the review committee in time for review. Send or deliver the completed application and three signed photocopies in one package to: Division of Research Grants National Institutes of Health Westwood Building, Room 240 Bethesda, MD 20892** Send two additional copies of the application to: C. James Scheirer, Ph.D. Division of Extramural Affairs National Heart, Lung, and Blood Institute Westwood Building, Room 557 Bethesda, MD 20892 It is important to send these two copies at the same time as the original and three copies are sent to the Division of Research Grants (DRG). Otherwise the NHLBI cannot guarantee that the application will be reviewed in competition for this RFA. Applications must be received by January 19, 1995. If an application is received after this date, it will be returned to the applicant without review. The DRG will not accept any application in response to this RFA that is essentially the same as one currently pending initial review, unless the applicant withdraws the pending application. The DRG will not accept any application that is essentially the same as one already reviewed. This does not preclude the submission of substantial revisions of applications already reviewed, but such applications must include an introduction addressing the previous critique. REVIEW CONSIDERATIONS Upon receipt, applications will be reviewed for completeness by the DRG and responsiveness to this RFA by the NHLBI. Incomplete applications will be returned without further consideration. Applications that are complete and responsive will be evaluated for scientific and technical merit by a special emphasis panel, convened by the Division of Extramural Affairs, NHLBI, solely to review these applications. As part of the initial merit review, a process (triage) may be used by the initial review group in which applications will be determined to be competitive or non-competitive based on their scientific merit relative to other applications received in response to the RFA. Applications judged to be competitive will be discussed and be assigned a priority score. Applications determined to be non-competitive will be withdrawn from further consideration and the Principal Investigator and the official signing for the applicant organization will be notified. Review Criteria. The factors to be considered in the evaluation of scientific merit of each application will be similar to those used in the review of traditional research project grant applications including the novelty, originality, and feasibility of the approach; the training, experience, and research competence of the investigator(s); the adequacy of the experimental design; the suitability of the facilities; and the appropriateness of the requested budget to the work proposed. The personnel category will be reviewed for appropriate staffing based on the requested percent effort and any changes requested in future years. The budget request will be reviewed for consistency with the proposed methods and specific aims. The duration of support will be reviewed to determine of it is appropriate to ensure successful completion of the recommended scope of the project. AWARD CRITERIA The anticipated date of award is August 1, 1995. In addition to the scientific merit of the applications, awards will be based on the availability of resources and program priorities. INQUIRIES Written and telephone inquiries concerning this RFA are encouraged. The opportunity to clarify any issues or questions from potential applicants is welcome. Direct inquiries regarding programmatic issues to: Hannah H. Peavy, M.D. Division of Lung Diseases National Heart, Lung, and Blood Institute Westwood Building, Room 6A09 Bethesda, MD 20892 Telephone: (301) 594-7425 FAX: (301) 594-7487 Direct inquiries regarding review matters, address the letter of intent, and mail two copies of the application to: C. James Scheirer, Ph.D. National Heart, Lung, and Blood Institute Westwood Building, Room 557 Bethesda, MD 20892 Telephone: (301) 594-7478 FAX: (301) 594-7407 Direct inquiries regarding fiscal matters to: Raymond L. Zimmerman Division of Extramural Affairs National Heart, Lung, and Blood Institute Westwood Building, Room 4A17 Bethesda, MD 20892 Telephone: (301) 594-7420 FAX: (301) 594-7492 AUTHORITY AND REGULATIONS This program is described in the Catalog of Federal Domestic Assistance No. 93.838. Awards are made under authorization of the Public Health Service Act, Title IV, Part A (Public Law 78-410, amended by Public Law 99-158, 42 USC 241 and 285) and administered under PHS grants policies and Federal Regulations 42 CFR 52 and 45 CFR Part 74. This program is not subject to the intergovernmental review requirements of Executive Order 12372 or to review by a Health Systems Agency. The Public Health Service (PHS) strongly encourages all grant recipients to provide a smoke-free workplace and promote the non-use of all tobacco products. This is consistent with the PHS mission to protect and advance the physical and mental health of American people. .
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