Full Text PAR-97-014 INNOVATIVE APPROACHES TO DEVELOPING NEW TECHNOLOGIES NIH GUIDE, Volume 25, Number 42, December 6, 1996 PA NUMBER: PAR-97-014 P.T. 34 Keywords: BIOMEDICAL ENGINEERING INSTRUMENTS/INSTRUMENTATION/DEVICE National Center for Research Resources Application Receipt Date: February 13, 1997 PURPOSE The mission of the Biomedical Technology area of the NCRR is to support research to identify, create and develop innovative technologies and to provide these technologies for biomedical research. Areas of emphasis are biomedical engineering, biomedical computing, and technologies for the study of structure and function at all levels of living systems. The purpose of this program announcement (PA) is to encourage submission of new Exploratory/Developmental Grant (R21) applications to explore new research paradigms in engineering, instrumentation, physics, mathematics or computer science as applied to biomedical research. The projects should provide the opportunity to develop new technologies, methods, devices, and materials that provide greater understanding of fundamental elements of biological phenomena. These efforts should lead to new approaches to the solution of basic research questions in order to prevent, diagnose, and treat disease and disability and ultimately to improve human health. HEALTHY PEOPLE 2000 The Public Health Service (PHS) is committed to achieving the health promotion and disease prevention objectives of "Healthy People 2000," a PHS-led national activity for setting priority areas. This PA is related to several of the priority areas. Potential applicants may obtain a copy of "Healthy People 2000" (Full Report: Stock No. 017- 001-00474-0 or Summary Report: Stock No.017-001-00473-1) through the Superintendent of Documents, Government Printing Office, Washington, D.C. 20402-9325 (telephone 202/512-1800). ELIGIBILITY REQUIREMENTS Applications may be submitted by foreign and domestic nonprofit and for-profit organizations, public and private, such as universities, colleges, hospitals, laboratories, units of state and local governments, and eligible agencies of the Federal government. Racial/ethnic minority individuals, women, and persons with disabilities are encouraged to apply. MECHANISM OF SUPPORT Support of this activity will be through the National Institutes of Health (NIH) exploratory grants (R21) mechanism, with direct costs limited to $75,000 per year for up to two years. Indirect costs will be provided. Although these grants are not renewable, they are expected to provide the opportunity to collect sufficient preliminary data to apply for future support from either the NCRR or other NIH Institutes and Centers. These funds may not be used to supplement projects currently supported by Federal or non-Federal funds, nor to provide interim support for projects under review by the Public Health Service, nor to support thesis or dissertation research. Following completion of the exploratory (R21) grant, investigators are encouraged to seek continuing support for research through other NIH grant mechanisms. RESEARCH OBJECTIVES The purpose of this PA is to provide the opportunity to: o explore new approaches, test imaginative new ideas or to challenge existing paradigms in technologies related to biomedical research; o develop significant changes in an existing high technology important to biomedical research; or o translate a scientific concept into the basis for a future technology that leads to the solution of important biomedical research problems. The research must be unusually imaginative or drastically different from past paradigms with the potential to lead to a significant expansion of biomedical research horizons. The proposal should contain an element of risk as it must encompass work at the frontiers or the limits of understanding of a problem. INCLUSION OF WOMEN AND MINORITIES IN RESEARCH INVOLVING HUMAN SUBJECTS It is the policy of the NIH that women and members of minority groups and their subpopulations must be included in all NIH supported biomedical and behavioral research projects involving human subjects, unless a clear and compelling rationale and justification are provided that inclusion is inappropriate with respect to the health of the subjects or the purpose of the research. This new policy results from the NIH Revitalization Act of 1993 (Section 492B of Public Law 103-43) and supersedes and strengthens the previous policies (Concerning the Inclusion of Women in Study Populations, and Concerning the Inclusion of Minorities in Study Populations) which have been in effect since 1990. The new policy contains some provisions that are substantially different from the 1990 policies. All investigators proposing research involving human subjects should read the "NIH Guidelines for Inclusion of Women and Minorities as Subjects in Clinical Research," which have been published in the Federal Register of March 28, 1994 (FR 59 14508-14513) and reprinted in the NIH Guide for Grants and Contracts, Volume 23, Number 11, March 18, 1994. Investigators also may obtain copies of the policy from the program staff listed under INQUIRIES. Program staff also may provide additional relevant information concerning the policy. APPLICATION PROCEDURES Applications are to be submitted on the grant application form PHS 398 (rev. 5/95) and prepared according to the instructions provided except for the following related to "C. SPECIFIC INSTRUCTIONS." Application kits are available at most institutional offices of sponsored research and may be obtained from the Office of Extramural Outreach and Information Resources, 6701 Rockledge Drive, MSC 7910, Bethesda, MD 20892-7910, telephone 301/710-0267, email: asknih@odrockm1.od.nih.gov. C. SPECIFIC INSTRUCTIONS 1. Face Page of the application: Item 2. Check the box marked "YES" and type the number and title of this program announcement. Item 7a and 8a, DIRECT COSTS REQUESTED FOR INITIAL BUDGET PERIOD; and DIRECT COSTS REQUESTED FOR PROPOSED PERIOD OF SUPPORT: Direct costs are limited to a maximum of $75,000 per year for a maximum of two years. The award may not be used to supplement an ongoing project, and, because of the feasibility-testing nature of the work, the support of salaries for student employees conducting dissertation-related research is discouraged. 9. Research Plan: Item a., Specific Aims. The instructions for this section suggest that the applicant state "the hypotheses to be tested." Since the goal of this program announcement is to develop innovative technologies, hypothesis testing per se may not be the driving force in developing such a proposal and, therefore, may not be applicable. Importantly, however, research that develops new technologies does require the application of principles of the fields such as engineering, materials science, physics, mathematics and computer science. Clear statements of these underlying principles within this section are essential. Items a-d: Do not exceed a total of ten pages for items a-d in the Research Plan. Tables and figures are included in the ten page limitation. Applications that exceed the page limitation or NIH requirements for type size and margins (refer to PHS 398 application for details) will be returned to the applicant without further consideration. The ten page limitation does not include items (e)-(i) (Human Subjects, Vertebrate Animals, Literature Cited, Consortia, Consultants). 10, Appendix: Appendix materials are not allowed. Applications not following the above instructions will be returned to the applicant without review. Use the mailing label in the application kit to mail the original and three copies of the application to: DIVISION OF RESEARCH GRANTS NATIONAL INSTITUTES OF HEALTH 6701 ROCKLEDGE DRIVE, SUITE 1040 - MSC 7710 BETHESDA, MD 20892-7710 BETHESDA, MD 20817 (for express/courier service) At the time of submission send two additional copies of the application to: Office of Review National Center for Research Resources 6705 Rockledge Drive, Room 6018 - MSC 7965 Bethesda, MD 20892-7965 Bethesda, MD 20817 (for express/courier service) The submission, review, and award schedule for this Program Announcement for FY 1997 is: The single application receipt date is February 13, 1997. NCRR Committee Review: June/July 1997 Council Review: September 1997 Earliest Funding: September 1997 Only one grant application may be submitted by a principal investigator for this receipt date. Applicants may not submit R01 or R29 applications on the same topic concurrently with the submission of this exploratory grant application. REVIEW CONSIDERATIONS Applications not adhering to application instructions described above and those applications that are incomplete or nonresponsive to this program announcement will be returned to the applicant without review. Applications that are responsive to the program announcement will be evaluated for scientific and technical merit by a review committee convened by the NCRR in accordance with NIH peer review procedures. As part of the initial merit review, all applications will receive a written critique and may undergo a process in which only those applications deemed to have the highest scientific merit, generally the top half of the applications, will be discussed, assigned a priority score, and receive a second level review by the National Advisory Research Resources Council, NCRR. Review Criteria o degree of innovation of the proposed research; o presence of an element of risk because no historical basis exists for the proposed approach; o potential of the investigation to lead to significant expansion of biomedical research horizons. o appropriateness and adequacy of the approach, and methodology proposed to carry out the research; o adequacy of proposed experimental equipment or materials; o adequacy of the investigator's background and training; o adequacy of the available and requested facilities; In addition to review of the merit of the application, the review committee will also examine the appropriateness of the requested budget. Investigators should be aware that NIH urges applicants to give added attention, where feasible and appropriate, to the inclusion of minorities and women in study populations. If minorities and/or women are not included in a given study involving human subjects, a clear rationale for their exclusion should be provided. The initial review group will also examine the adequacy of the proposed means for protecting against or minimizing potential adverse effects upon humans, animals or the environment. AWARD CRITERIA The award of grants is contingent on the receipt of applications of high scientific merit; relevance to the mission of the Biomedical Technology area of the NCRR; and the availability of appropriated funds. INQUIRIES Inquiries are encouraged. The opportunity to clarify any issues or questions from potential applicants is welcome. Direct inquiries regarding programmatic issues to: Dr. Dov Jaron Biomedical Technology National Center for Research Resources 6705 Rockledge Drive Room 6160, MSC 7965 Bethesda, MD 20892-7965 Telephone: (301) 435-0755 FAX: (301) 480-3659 Email: dov.jaron@nih.gov Direct inquiries regarding fiscal matters to: Mr. Paul Karadbil Office of Grants and Contracts Management National Center for Research Resources 6705 Rockledge Drive, Room 6205, MSC 7965 Bethesda, MD 20892-7965 Telephone: (301) 435-0844 Email: Paulk@ep.ncrr.nih.gov AUTHORITY AND REGULATIONS This program is described in the Catalog of Federal Domestic Assistance No. 93.371. Awards are made under authorization of the Public Health Service Act, Title III, Part A (Public Law 78-410), as amended by Public Law 99-158, 42 USC 241 and 285) and administered under PHS grants policies and Federal Regulations 42 CFR 52. This program is not subject to the intergovernmental review requirements of Executive Order 12372 or Health Systems Agency review. The PHS strongly encourages all grant and contract recipients to provide a smoke-free workplace and promote the non-use of all tobacco products. In addition, Public Law 103-227, the Pro-Children Act of 1994, prohibits smoking in certain facilities (or in some cases, any portion of a facility) in which regular or routine education, library, day care, health care or early childhood development services are provided to children. This is consistent with the PHS mission to protect and advance the physical and mental health of the American people. .
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