NEUROBIOLOGY OF ETHANOL-RELATED BEHAVIORS NIH GUIDE, Volume 23, Number 24, June 24, 1994 PA NUMBER: PA-94-077 P.T. 34 Keywords: Alcohol/Alcoholism Neurophysiology Addiction 0705048 National Institute on Alcohol Abuse and Alcoholism PURPOSE Understanding how ethanol consumption can alter behavior is an important goal of the National Institute on Alcohol Abuse and Alcoholism (NIAAA). Consequently, NIAAA is seeking research grant applications using state-of-the-art neuroscience and behavioral techniques to elucidate the cellular and molecular mechanisms underlying the acute and chronic actions of ethanol on the brain that mediate ethanol-induced behaviors. Animal and human studies are needed in which ethanol-induced behaviors, including ethanol-seeking behavior, motor incoordination, cognitive deficits, and aggression are coupled to changes in neurotransmitters and neuromodulators in the brain. Especially encouraged are applications that directly address specific mechanisms underlying medical and behavioral problems associated with excessive alcohol use, with a goal of developing prototypic therapeutic approaches. HEALTHY PEOPLE 2000 The Public Health Service (PHS) is committed to achieving the health promotion and disease prevention objectives of "Healthy People 2000," a PHS-led national activity for setting priority areas. This program announcement, Neurobiology of Ethanol-Related Behaviors, is related to the priority areas of alcohol abuse reduction and alcoholism treatment. Potential applicants may obtain a copy of "Healthy People 2000" (Full Report: Stock No. 017-001-00474-0, or Summary Report: Stock No. 017-001-00473-1) through the Superintendent of Documents, Government Printing Office, Washington, DC 20402-9325 (telephone 202-783-3238). ELIGIBILITY Applications may be submitted by domestic and foreign, public and private, non-profit and for-profit organizations, such as universities, colleges, hospitals, research institutes and organizations, units of State and local governments, and eligible agencies of the Federal government. Women and minority investigators are encouraged to apply. Only domestic institutions are eligible for First Independent Research Support and Transition (FIRST) Awards (R29). U.S. citizenship, however, is not required. MECHANISM OF SUPPORT Research support may be obtained through applications for regular research project grants (R01), FIRST awards (R29), exploratory/developmental grants (R21), and small grants (R03). Applicants for R01s may request support for up to five years. Small grants and exploratory/developmental grants are limited to two years for up to $50,000 per year and $70,000 per year, respectively, for direct costs. FIRST Award applications must be for five years. Total direct costs for the five-year period may not exceed $350,000, or $100,000 in any one budget period. FIRST awards, exploratory/developmental Grants, and small grants cannot be renewed, but grantees may apply for R01 support to continue research on the same topics. Potential applicants for FIRST awards, Exploratory/Developmental Grants, and Small Grants may obtain copies of the specific announcements for these programs from the National Clearinghouse for Alcohol and Drug Information, P.O. Box 2345, Rockville, MD 20847-2345, telephone 301-468-2600 or 1-800-729-6686. Although program project grants (P01) will be considered for funding, due to budget constraints and NIAAA requirements for program balance, applications for P01s in the program areas of NIAAA are not generally encouraged. Applications for program projects should not be submitted without prior clearance by NIAAA program staff. While NIAAA desires to stimulate research in this area, the amount of funding available will depend on appropriated funds, quality of research grant applications, and program priorities at the time of the award. In FY 1993, 29 new and competing renewal grants related to this program area were funded by NIAAA for approximately $4.3 million in total costs. RESEARCH OBJECTIVES Abuse of alcoholic beverages is responsible for numerous medical and social problems, including alcoholism per se and brain-related toxicity. As noted in the Eighth Special Report to the U.S. Congress on Alcohol and Health, ethanol related mortality accounts for more than five percent of all deaths in the United States. This rate of mortality ranks behind only cardiovascular and cancer mortality. In addition to ethanol addiction, important adverse behavioral consequences resulting from ethanol consumption are vehicular and occupational accidents and violence and aggression. Vehicular accidents result largely from cognitive and motor impairments that reduce performance and efficiency in such activities as driving a car or operating machinery. Violence and aggression after ethanol consumption are often expressed as homicide, suicide, rape, spousal battering, and child abuse. Depression and low self-esteem in ethanol abusers may contribute to antisocial behavior and suicide. Inappropriate sexual responses are often related to ethanol intake and may be expressed as sex crimes, including incest, date rape, and sexual abuse of children and the elderly. Since the presence of ethanol in the brain and chronic exposure can alter biological mechanisms mediating behavior, the NIAAA requests applications that address those mechanisms underlying undesirable ethanol-induced behaviors. Over the past 20 years, numerous reports have provided substantial evidence suggesting that acute and chronic ethanol administration alters various neurotransmitters and neuromodulators in the brain, leading to alterations in behavior. For example, dopamine and serotonin as well as opiates, aminobutyric acid (GABA), and possibly other neurotransmitters and hormones have been implicated in the reinforcing effect of ethanol. GABA and N-methyl-D-aspartate receptors have also been associated with the intoxicating properties of acute ethanol exposure and ethanol withdrawal. Interfering with these neurotransmitter-mediated events shows promise as a potential therapeutic strategy for treating the various behavioral complications of alcohol abuse and alcoholism. Further research, taking into account genetic attributes, ethanol effects, and environmental factors, can help to ascertain whether or not ethanol-induced alterations in neurotransmitters and neuromodulators specifically cause changes in behaviors relevant to excessive ingestion of ethanol and/or to specific medical or social problems associated with alcohol abuse. Such studies will help identify potential targets for later therapeutic strategies to help reduce these problems. Examples of areas needing further research include, but are limited to: o Development and application of appropriate animal protocols of ethanol-induced behavior changes, coupling in vivo measures of neurotransmitter release or neuroimaging techniques to behavioral paradigms that address relevant medical and social situations related to alcohol abuse and alcoholism. o Careful correlative studies assessing changes in specific neurotransmitters and neuromodulators in specific areas of the brain with appropriate behavioral end points directly relevant to the medical and social problems outlined above. Most relevant are studies using oral ethanol administration that relate blood ethanol concentrations to the behaviors monitored. o Use of innovative techniques, such as microdialysis, voltammetry, or single electrode recordings, in specific brain regions in freely behaving animals performing behavioral tasks relevant to the problems discussed above. o Use of genetically defined animals to further clarify the relationships between ethanol-related behavior and genetic differences in neurotransmitter systems. o Development of new techniques or innovative use of existing techniques for humans, such as PET and SPECT imaging that will allow simultaneous monitoring of neurotransmitter changes of individuals performing behavioral tasks relevant to the problems discussed above during ethanol intake. o Specific pharmacological manipulations of various transmitter systems to determine the extent to which ethanol-induced changes in relevant behaviors can be altered and to determine whether such alterations might have potential clinical relevance in ameliorating abnormal behaviors induced by ethanol consumption. STUDY POPULATIONS INCLUSION OF WOMEN AND MINORITIES IN RESEARCH INVOLVING HUMAN SUBJECTS It is the policy of the NIH that women and members of minority groups and their subpopulations must be included in all NIH supported biomedical and behavioral research projects involving human subjects, unless a clear and compelling rationale and justification is provided that inclusion is inappropriate with respect to the health of the subjects or the purpose of the research. This new policy results from the NIH Revitalization Act of 1993 (Section 492B of Public Law 103-43) and supersedes and strengthens the previous policies (Concerning the Inclusion of Women in Study Populations) which have been in effect since 1990. The new policy contains some new provisions that are substantially different from the 1990 policies. All investigators proposing research involving human subjects should read the "NIH Guidelines For Inclusion of Women and Minorities as Subjects in Clinical Research," which have been published in the Federal Register of March 28, 1994 (FR 59 14508-14513), and reprinted in the NIH GUIDE FOR GRANTS AND CONTRACTS of March 18, 1994, Volume 23, Number 11. Investigators may obtain copies from these sources or from the program staff or contact person listed below. Program staff may also provide additional relevant information concerning the policy. APPLICATION PROCEDURES Applications are to be submitted on the grant application form PHS 398 (revised 9/91) and will be accepted at the standard application deadlines as indicated in the application kit. Application kits are available from most institutional offices of sponsored research and from the Office of Grants Information, Division of Research Grants, Westwood Building, Room 449, National Institutes of Health, Bethesda, MD 20892, telephone 301-710-0267. The number and title of this program announcement must be typed in item number 2a on the face page of the application. FIRST applications must include at least three sealed letters of reference attached to the face page of the original application. FIRST applications submitted without the required number of reference letters will be considered incomplete and will be returned without review. The completed original and five permanent, legible copies of the PHS 398 form must be sent or delivered to: Division of Research Grants National Institutes of Health Westwood Building, Room 240 Bethesda, MD 20892** REVIEW CONSIDERATIONS Applications received under this program announcement will be assigned to an appropriate Initial Review Group (IRG) in accordance with established PHS Referral Guidelines. The IRG, consisting primarily of non-Federal scientific and technical experts, will review the applications for scientific and technical merit in accordance with standard NIH review procedures. Notification of the review recommendations will be sent to the applicant after the initial review. Applications will receive a second-level review by an appropriate National Advisory Council, whose review may be based on policy considerations as well as scientific merit. Only applications recommended by the Council may be considered for funding. Small Grants (R03) do not receive a second level review. Review Criteria Criteria for scientific/technical merit review of applications for regular research grants (R01) are: 1. The overall scientific and technical merit and significance of the proposed research. 2. The appropriateness and adequacy of the experimental design, including the adequacy of the methodology proposed for collection and analysis of data. 3. The adequacy of the qualifications and relevant research experience of the principal investigator and key research personnel. 4. The adequacy of facilities and general environments necessary for the conduct of the proposed research, other resources, and any collaborative arrangements necessary for the research. 5. The appropriateness of budget estimates for the proposed research activities. 6. Where applicable, the adequacy of procedures to protect human and animal subjects and the environment. 7. Conformance of the application to the NIH policy on inclusion of women and minorities in study populations. The review criteria for Small Grants (R03), Exploratory/ Developmental Grants (R21), and FIRST Awards (R29) are contained in their program announcements. AWARD CRITERIA Applications recommended by a National Advisory Council will be considered for funding on the basis of overall scientific and technical merit of the research as determined by peer review, program needs and balance, and availability of funds. INQUIRIES Written and telephone inquiries are encouraged. The opportunity to clarify any issues or questions from potential applicants is welcome. Direct inquiries regarding programmatic issues to: Walter A. Hunt, Ph.D. Division of Basic Research National Institute on Alcohol Abuse and Alcoholism Willco Building, Suite 402 6000 Executive Boulevard Rockville, MD 20892-7003 Telephone: (301) 443-4225 FAX: (301) 594-0673 Internet: WHunt@WILLCO.NIAAA.NIH.GOV Direct inquiries regarding fiscal matters to: Joseph Weeda Office of Planning and Resource Management National Institute on Alcohol Abuse and Alcoholism Willco Building, Suite 504 6000 Executive Boulevard Rockville, MD 20892-7003 Telephone: (301) 443-4703 FAX: (301) 443-3891 AUTHORITY AND REGULATIONS This program is described in the Catalog of Federal Domestic Assistance, No. 93.273. Awards are made under the authorization of the Public Health Service Act, Sections 301 and 464H, and administered under the PHS policies and Federal Regulations at Title 42 CFR Part 52, "Grants for Research Projects;" Title 45 CFR Parts 74 and 92, "Administration of Grants;" and 45 CFR Part 46, "Protections of Human Subjects." This program is not subject to the intergovernmental review requirements of Executive Order 12372 or Health Systems Agency review. .
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