EXPIRED
This Program Announcement expires on December 7, 2004, unless reissued. PHARMACOLOGIC AGENTS AND DRUGS FOR MENTAL DISORDERS (SBIR AWARD) Release Date: December 4, 2001 PA NUMBER: PA-02-027 (This PA has been reissued, see PA-05-121) National Institute of Mental Health (http://www.nimh.nih.gov/) PURPOSE Pharmacologic probes and therapeutics have allowed tremendous advances in understanding and treating mental disorders. The complexity of the brain and of these diseases have, however, presented formidable challenges, and there remain many unexplored opportunities for new pharmacologic agents and drugs. This program announcement (PA) solicits Small Business Innovation Research (SBIR) grant applications that propose to develop novel pharmacologic agents for brain research related to mental disorders, including research aimed at discovering new drugs for these disorders. Finally, this PA solicits SBIR grant applications that propose to take existing, promising compounds, through the next step of drug discovery and development. This PA must be read in conjunction with the Omnibus Solicitation of the NIH, CDC and FDA SBIR and STTR Grant Applications found at http://grants.nih.gov/grants/funding/sbir.htm, the instructions for Phase II Grant Applications found at http://grants.nih.gov/grants/funding/sbir2/index.htm, and the PHS 398 instructions (http://grants.nih.gov/grants/funding/phs398/phs398.html). Except as noted below, all instructions and information in these documents also apply to applications submitted in response to this PA. HEALTHY PEOPLE 2010 The Public Health Service (PHS) is committed to achieving the health promotion and disease prevention objectives of "Healthy People 2010," a PHS led national activity for setting priority areas. This PA, Pharmacologic Agents and Drugs for Mental Disorders (SBIR Award), is related to one or more of the priority areas. Potential applicants may obtain a copy of "Healthy People 2010" at http://www.health.gov/healthypeople/. ELIGIBILITY REQUIREMENTS Eligibility requirements for Phase I and Phase II grants are found at http://grants.nih.gov/grants/funding/sbirsttr1/index.pdf and http://grants.nih.gov/grants/funding/sbir2/index.htm, respectively. MECHANISM OF SUPPORT - PHASE I Phase I applications in response to this PA will be funded as Phase I SBIR Grants (R43) with modifications as described below. Responsibility for the planning, direction, and execution of the proposed research will be solely that of the applicant. Applications for Phase I grants should be prepared following the instructions at http://grants.nih.gov/grants/funding/phs398/phs398.html. o Project Period and Amount of Award. Because the length of time and cost of drug discovery and development often exceed those routinely awarded for SBIR grants, a project period up to two years and a budget not to exceed a total cost of $250,000 per year (direct costs, indirect costs and fixed fee) will be considered under this PA if the time period and amount are well justified. See section, BUDGET REQUESTS GREATER THAN $100,000 TOTAL COSTS, in http://grants.nih.gov/grants/funding/phs398/phs398.html for instructions on submitting a budget greater than $100,000. o Consultant and contractual costs. The total amount of all consultant costs and contractual costs normally may not exceed 33% of the total costs requested for Phase I SBIR applications. However, Phase I grant applications submitted under this PA may exceed this limit when well justified and those cost are necessary to support clinical studies or trials. MECHANISM OF SUPPORT - PHASE II Phase II applications in response to this PA will be awarded as Phase II SBIR grants (R44) with modifications as described below. Phase II applications in response to this PA will only be accepted as competing continuations of previously funded NIH Phase I SBIR/STTR awards. The previously funded Phase I award need not have been submitted in response to this PA, but the Phase II proposal must be a logical extension of the Phase I research. Phase II applications should be prepared using instructions at http://grants.nih.gov/grants/funding/phs398/phs398.html. o Project Period and Amount of Award. Because the length of time and cost of drug discovery and development often exceed those routinely awarded for SBIR grants, a project period up to three years and a budget not to exceed total costs of $450,000 per year (direct costs, indirect costs and fixed fee) will be considered under this PA if the time period and amount are well justified. o Consultant and contractual costs. The total amount of all consultant costs and contractual costs normally may not exceed 50% of the total costs requested for Phase II SBIR applications. However, Phase II grant applications submitted under this PA may exceed this limit when well justified and those costs are necessary to support clinical studies or trials. MECHANISM OF SUPPORT-FAST TRACK Applications for Fast Track SBIR grants should be prepared following the instructions for Phase I and Phase II applications at http://grants.nih.gov/grants/funding/phs398/phs398.html, and the additional instructions at http://grants.nih.gov/grants/funding/sbirsttr1/sbirsttrft-rs.pdf. The total duration of Phase I and Phase II cannot exceed 5 years for fast track applications, and the budget levels described above for Phase I and Phase II applications apply. RESEARCH OBJECTIVES Over the past two decades, neuroscience research has yielded knowledge of brain function that has been revolutionary in its scope and implications for understanding both healthy and disordered states of this most complex organ. Part of this new understanding has been identification of a large number of potential targets for intervening in disease processes such as schizophrenia, depression, bipolar disorder, and others. In parallel to the development of new information about the brain, powerful technologies have been developed that allow these targets to be rapidly well-characterized. Finally, new synthetic and analytic approaches in chemistry have made possible the manufacture of classes of agents and high throughput assessment of their properties. Thus, the stage is set for a new thrust to discover and develop novel pharmacologic agents that might be used to probe and treat mental disorders. The process of translating novel pharmacologic compounds to useful probes and treatments for disorders is long and expensive, starting with discovery of an agent or class of agents with particular activity, identifying lead compounds, optimizing them, and only then testing these in preclinical conditions for safety, toxicity, etc. Those agents still considered viable are then brought to human subjects for clinical evaluation of a variety of aspects of the agent. In recent years, with the advent of biotechnology, small businesses have played an increasingly important role in drug discovery and development, typically, but not entirely, focusing their efforts on the earlier stages of this process. This program announcement aims to support small businesses research and development of pharmacologic compounds for probing and treating psychiatric brain disorders. Although applications proposing research aimed primarily at identifying new targets are not considered appropriate for this initiative, the following objectives would make appropriate topics for proposed Phase I/Phase II projects. This list is not meant to be all-inclusive. o Characterization of already identified potential targets for intervention o Lead compound identification/optimization, including research, development and syntheses of chemicals leading to agents with suitable bioactivity, binding affinity, biodistribution, bioavailability, pharmacokinetics, etc. o Pre-clinical studies, including initial pharmacology and toxicology o Determination of toxicology/pathology (Food and Drug Administration (FDA) approvable) for submission of and Radioactive Drug Research Committee (RDRC) or Investigational New Drug (IND) application o IND application development and submission to the FDA prior to pilot human studies o Clinical studies in patient/disease population or experimental manipulations INCLUSION OF WOMEN AND MINORITIES IN RESEARCH INVOLVING HUMAN SUBJECTS It is the policy of the NIH that women and members of minority groups and their sub-populations must be included in all NIH-supported clinical research projects unless a clear and compelling justification is provided indicating that inclusion is inappropriate with respect to the health of the subjects or the purpose of the research. This policy results from the NIH Revitalization Act of 1993 (Section 492B of Public Law 103-43). All investigators proposing clinical research should read the AMENDMENT "NIH Guidelines for Inclusion of Women and Minorities as Subjects in Clinical Research - Amended, October, 2001," published in the NIH Guide for Grants and Contracts on October 9, 2001 (http://grants.nih.gov/grants/guide/notice-files/NOT-OD-02-001.html), a complete copy of the updated Guidelines are available at http://grants.nih.gov/grants/funding/women_min/guidelines_amended_10_2001.htm. The amended policy incorporates: the use of an NIH definition of clinical research, updated racial and ethnic categories in compliance with the new OMB standards, clarification of language governing NIH-defined Phase III clinical trials consistent with the new PHS Form 398, and updated roles and responsibilities of NIH staff and the extramural community. The policy continues to require for all NIH-defined Phase III clinical trials that: a) all applications or proposals and/or protocols must provide a description of plans to conduct analyses, as appropriate, to address differences by sex/gender and/or racial/ethnic groups, including subgroups if applicable, and b) investigators must report annual accrual and progress in conducting analyses, as appropriate, by sex/gender and/or racial/ethnic group differences. INCLUSION OF CHILDREN AS PARTICIPANTS IN RESEARCH INVOLVING HUMAN SUBJECTS It is the policy of NIH that children (i.e., individuals under the age of 21) must be included in all human subjects research, conducted or supported by the NIH, unless there are scientific and ethical reasons not to include them. This policy applies to all initial (Type 1) applications submitted for receipt dates after October 1, 1998. All investigators proposing research involving human subjects should read the "NIH Policy and Guidelines on the Inclusion of Children as Participants in Research Involving Human Subjects" that was published in the NIH Guide for Grants and Contracts, March 6, 1998, and is available at the following URL address: http://grants.nih.gov/grants/guide/notice-files/not98-024.html. Investigators also may obtain copies of these policies from the program staff listed under INQUIRIES. Program staff may also provide additional relevant information concerning the policy. REQUIRED EDUCATION ON THE PROTECTION OF HUMAN SUBJECT PARTICIPANTS NIH policy requires education on the protection of human subject participants for all investigators submitting NIH proposals for research involving human subjects. This policy announcement is found in the NIH Guide for Grants and Contracts Announcement dated June 5, 2000, at the following website: http://grants.nih.gov/grants/guide/notice-files/NOT-OD-00-039.html. URLS IN NIH GRANT APPLICATIONS OR APPENDICES All applications and proposals for NIH funding must be self-contained within specified page limitations. Unless otherwise specified in an NIH solicitation, internet addresses (URLs) should not be used to provide information necessary to the review because reviewers are under no obligation to view the Internet sites. Reviewers are cautioned that their anonymity may be compromised when they directly access an Internet site. PUBLIC ACCESS TO RESEARCH DATA THROUGH THE FREEDOM OF INFORMATION ACT The Office of Management and Budget (OMB) Circular A-110 has been revised to provide public access to research data through the Freedom of Information Act (FOIA) under some circumstances. Data that are (1) first produced in a project that is supported in whole or in part with Federal funds and (2) cited publicly and officially by a Federal agency in support of an action that has the force and effect of law (i.e., a regulation) may be accessed through FOIA. It is important for applicants to understand the basic scope of this amendment. NIH has provided guidance at http://grants.nih.gov/grants/policy/a110/a110_guidance_dec1999.htm. Applicants may wish to place data collected under this PA in a public archive, which can provide protections for the data and manage the distribution for an indefinite period of time. If so, the application should include a description of the archiving plan in the study design and include information about this in the budget justification section of the application. In addition, applicants should think about how to structure informed consent statements and other human subjects procedures given the potential for wider use of data collected under this award. APPLICATION PROCEDURES Applicants should follow the instructions for SBIR Phase I, Phase II or fast-track submissions with the modifications as noted in this PA. The original application and five single-sided copies must be mailed to the NIH Center for Scientific Review. For purposes of identification and processing, the title and number of this PA must be shown in the appropriate place on the face page of the SBIR Phase I or Phase II applications. Follow the mailing instructions in the Omnibus Solicitation for Phase I applications. Follow the mailing instructions in the Phase II application package for Phase II applications. Applicants are encouraged to contact the program staff listed under INQUIRIES with any questions regarding their proposed project and the goals of this PA. REVIEW CONSIDERATIONS Applications will be assigned on the basis of established PHS referral guidelines. Applications will be evaluated for scientific and technical merit by an appropriate scientific review group convened in accordance with the standard NIH peer review procedures. As part of the initial merit review, all applications will receive a written critique and undergo a process in which only those applications deemed to have the highest scientific merit, generally the top half of applications under review, will be discussed, assigned a priority score, and receive a second level review by the appropriate national advisory council or board. Review Criteria Review criteria are described in Phase I and Phase II SBIR websites listed above. The Phase I application should specify clear, measurable goals (milestones) that should be achieved prior to initiating Phase II. Failure to provide clear, measurable goals may be sufficient reason for the study section to judge the application non-competitive. AWARD CRITERIA Award criteria that will be used to make award decisions include: o scientific merit (as determined by peer review) o availability of funds o programmatic priorities INQUIRIES Inquiries are encouraged. The opportunity to clarify any issues or questions from potential applicants is welcome. Direct inquiries regarding programmatic issues to: Michael Huerta, Ph.D. Division of Basic and Clinical Neuroscience Research National Institute of Mental Health 6001 Executive Boulevard, Room 7202, MSC 9645 Bethesda, MD 20892-9645 Rockville, MD 20852 (for express or courier service) Telephone: (301) 443-3563 FAX: (301) 443-1731 Email: mhuerta@helix.nih.gov Direct inquiries regarding fiscal matters to: Ms. Kathy Hancock Grants Management Branch National Institute of Child Health and Human Development 6100 Executive Boulevard, Room 8A17M Bethesda, MD 20892-7510 Telephone: (301) 496-5482 FAX: (301) 402-0915 Email: hancockk@mail.nih.gov AUTHORITY AND REGULATIONS This program is described in the Catalog of Federal Domestic Assistance No. 93.242 (NIMH). Awards are made under authorization of sections 301 and 405 of the Public Health Service Act as amended (42 USC 241 and 284) and administered under NIH grants policies and Federal Regulations 42 CFR 52 and 45 CFR Parts 74 and 92. This program is not subject to the intergovernmental review requirements of Executive Order 12372 or Health Systems Agency review. The PHS strongly encourages all grant and contract recipients to provide a smoke-free workplace and promote the non-use of all tobacco products. In addition, Public Law 103-227, the Pro-Children Act of 1994, prohibits smoking in certain facilities (or in some cases, any portion of a facility) in which regular or routine education, library, day care, health care or early childhood development services are provided to children. This is consistent with the PHS mission to protect and advance the physical and mental health of the American people.
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